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Advent Capital Management Portfolio holdings
AUM
$4.46B
Turnover
22.52%
1-Year Est. Return
0.73%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$5.43B
AUM Growth
-$1.48B
(-21%)
Cap. Flow
-$5.07B
Cap. Flow % of AUM
Cap. Flow %
-93.35%
Top 10 Holdings %
Top 10 Hldgs %
17.09%
Holding
384
New
100
Increased
13
Reduced
16
Closed
79
Avg Time Held
Equity + Options
1.2
years
Top 10 Avg Time Held
Equity + Options
0.6
years
Top 20 Avg Time Held
Equity + Options
0.8
years
Avg Time Held Equity only
1.5
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
|
+$13.8M |
| 2 |
ARNC.PRB
Arconic Inc.
ARNC.PRB
|
+$12.5M |
| 3 |
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
|
+$7.94M |
| 4 |
DTV
DTE Energy Company 2016 Corporate Units
DTV
|
+$7.14M |
| 5 |
Stericycle, Inc
SRCLP
|
+$6.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$70.3M |
| 2 |
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
|
+$50.1M |
| 3 |
Bank of America Series L
BAC.PRL
|
+$26.5M |
| 4 |
Belden Inc.
BDC.PRB
|
+$23.3M |
| 5 |
DCUC
Dominion Energy, Inc.
DCUC
|
+$17.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.77% |
| 2 | Communication Services | 0.61% |
| 3 | Healthcare | 0.42% |
| 4 | Financials | 0.33% |
| 5 | Consumer Discretionary | 0.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
SM Energy
SM
$9.4B
| $690K | 0.01% |
20,000
| – | – |
2016 Q3
1 quarter
|
|
|
WBMD
52
DELISTED
WebMD Health Corp.
WBMD
| $659K | 0.01% |
+13,300
| New | +$688K |
2016 Q4
0 quarters
|
|
53
ArcelorMittal
MT
$47.4B
| $657K | 0.01% |
+30,000
| New | +$639K |
2016 Q4
0 quarters
|
|
54
Teradyne
TER
$50.8B
| $635K | 0.01% |
+25,000
| New | +$593K |
2016 Q4
0 quarters
|
|
|
IDTI
55
DELISTED
Integrated Device Technology I
IDTI
| $589K | 0.01% |
25,000
-25,000
| -50% | -$577K |
2016 Q3
1 quarter
|
|
56
JetBlue
JBLU
$1.11B
| $561K | 0.01% |
+25,000
| New | +$494K |
2016 Q4
0 quarters
|
|
57
Vale
VALE
$55.6B
| $533K | 0.01% |
+70,000
| New | +$513K |
2016 Q4
0 quarters
|
|
|
WEB
58
DELISTED
Web.com Group, Inc.
WEB
| $529K | 0.01% |
+25,000
| New | +$424K |
2016 Q4
0 quarters
|
|
59
Regions Financial
RF
$23.4B
| $503K | 0.01% |
+35,000
| New | +$433K |
2016 Q4
0 quarters
|
|
|
WFT
60
DELISTED
Weatherford International plc
WFT
| $499K | 0.01% |
+100,000
| New | +$523K |
2016 Q4
0 quarters
|
|
61
DELISTED
Sprint Corporation
S
| $421K | 0.01% |
+50,000
| New | +$370K |
2016 Q4
0 quarters
|
|
|
ATW
62
DELISTED
Atwood Oceanics
ATW
| $328K | 0.01% |
+25,000
| New | +$246K |
2016 Q4
0 quarters
|
|
63
CALL
Banc of California
BANC
$2.72B
| $147K | ﹤0.01% |
+600
| New | +$9.21K |
2016 Q4
0 quarters
|
|
|
ALXN
64
DELISTED
Alexion Pharmaceuticals
ALXN
| $73K | ﹤0.01% |
+600
| New | +$73.4K |
2016 Q4
0 quarters
|
|
|
SC
65
PUT
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $60K | ﹤0.01% |
+600
| New | +$7.92K |
2016 Q4
0 quarters
|
|
66
CALL
VanEck Gold Miners ETF
GDX
$26.3B
| $57K | ﹤0.01% |
+300
| New | +$6.66K |
2016 Q4
0 quarters
|
|
|
67
CALL
Bank of America
BAC
$358B
| $52K | ﹤0.01% |
+4,400
| New | +$84.7K |
2016 Q4
0 quarters
|
|
68
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
| $48K | ﹤0.01% |
674
-626
| -48% | -$137K |
2014 Q4
8 quarters
|
|
|
AGN
69
CALL
DELISTED
Allergan plc
AGN
| $48K | ﹤0.01% |
+50
| New | +$10.4K |
2016 Q4
0 quarters
|
|
|
70
PUT
ArcelorMittal
MT
$47.4B
| $36K | ﹤0.01% |
+200
| New | +$4.26K |
2016 Q4
0 quarters
|
|
71
PUT
Micron Technology
MU
$994B
| $35K | ﹤0.01% |
+1,700
| New | +$31.9K |
2016 Q4
0 quarters
|
|
72
CALL
Tyson Foods
TSN
$19.3B
| $35K | ﹤0.01% |
+300
| New | +$19.7K |
2016 Q4
0 quarters
|
|
73
CALL
BioMarin Pharmaceuticals
BMRN
$10.6B
| $34K | ﹤0.01% |
503
+400
| +388% | +$34.4K |
2014 Q4
8 quarters
|
|
|
74
CALL
Micron Technology
MU
$994B
| $33K | ﹤0.01% |
+1,300
| New | +$24.4K |
2016 Q4
0 quarters
|
|
75
CALL
GE Aerospace
GE
$326B
| $32K | ﹤0.01% |
+209
| New | +$30.4K |
2016 Q4
0 quarters
|
|
Similar funds
5NCM
DACG
Advent Capital Management's Q4 2016 Portfolio in Review
As of Q4 2016, Advent Capital Management held 384 positions worth $5.43B, down 21% from $6.92B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Advent Capital Management withdrew a net $5.07B in Q4 2016, closing 79 positions and reducing 16 holdings. Its most notable exit was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock, an estimated $50.1M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 99% a quarter earlier, followed by Communication Services and Healthcare.
Against the trend, Advent Capital Management opened a new position in Arconic Inc. worth $11.9M.
- Advent Capital Management's largest Q4 2016 buy was Arconic Inc.: 393,670 shares worth $11.9M.
- Advent Capital Management added most to Dominion Energy, Inc 2016 Series A Corporate Units in Q4 2016, an estimated $13.8M increase.
- Advent Capital Management's biggest Q4 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $70.3M.
- Advent Capital Management fully exited Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q4 2016, selling an estimated $50.1M.
- Advent Capital Management's ten largest holdings make up 17% of its $5.43B portfolio in Q4 2016.
- Advent Capital Management opened 100 new positions and closed 79 in Q4 2016.
- Advent Capital Management's portfolio value fell 21% quarter-over-quarter to $5.43B.
Based on Advent Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.