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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.43B
AUM Growth
-$1.48B
Cap. Flow
-$5.07B
Cap. Flow %
-93.37%
Top 10 Hldgs %
17.09%
Holding
384
New
100
Increased
13
Reduced
16
Closed
79

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$13.8M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$12.5M
3
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
+$7.94M
4
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$7.14M
5
SRCLP
Stericycle, Inc
SRCLP
+$6.34M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$70.3M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$50.1M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$26.5M
4
BDC.PRB
Belden Inc.
BDC.PRB
+$23.3M
5
DCUC
Dominion Energy, Inc.
DCUC
+$17.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0.61%
2 Healthcare 0.41%
3 Financials 0.33%
4 Consumer Discretionary 0.24%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SM icon
51
SM Energy
SM
$6.87B
$690K 0.01%
20,000
– –
WBMD
52
DELISTED
WebMD Health Corp.
WBMD
$659K 0.01%
+13,300
New +$688K
MT icon
53
ArcelorMittal
MT
$55.3B
$657K 0.01%
+30,000
New +$639K
TER icon
54
Teradyne
TER
$59.3B
$635K 0.01%
+25,000
New +$593K
IDTI
55
DELISTED
Integrated Device Technology I
IDTI
$589K 0.01%
25,000
-25,000
-50% -$577K
JBLU icon
56
JetBlue
JBLU
$2.29B
$561K 0.01%
+25,000
New +$494K
VALE icon
57
Vale
VALE
$62.6B
$533K 0.01%
+70,000
New +$513K
WEB
58
DELISTED
Web.com Group, Inc.
WEB
$529K 0.01%
+25,000
New +$424K
RF icon
59
Regions Financial
RF
$26.8B
$503K 0.01%
+35,000
New +$433K
WFT
60
DELISTED
Weatherford International plc
WFT
$499K 0.01%
+100,000
New +$523K
S
61
DELISTED
Sprint Corporation
S
$421K 0.01%
+50,000
New +$370K
ATW
62
DELISTED
Atwood Oceanics
ATW
$328K 0.01%
+25,000
New +$246K
BANC icon
63
CALL
Banc of California
BANC
$2.97B
$147K ﹤0.01%
+600
New +$9.21K
ALXN
64
DELISTED
Alexion Pharmaceuticals
ALXN
$73K ﹤0.01%
+600
New +$73.4K
SC
65
PUT
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$60K ﹤0.01%
+600
New +$7.92K
GDX icon
66
CALL
VanEck Gold Miners ETF
GDX
$27.4B
$57K ﹤0.01%
+300
New +$6.66K
BAC icon
67
CALL
Bank of America
BAC
$442B
$52K ﹤0.01%
+4,400
New +$84.7K
SPY icon
68
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$48K ﹤0.01%
674
-626
-48% -$137K
AGN
69
CALL
DELISTED
Allergan plc
AGN
$48K ﹤0.01%
+50
New +$10.4K
MT icon
70
PUT
ArcelorMittal
MT
$55.3B
$36K ﹤0.01%
+200
New +$4.26K
MU icon
71
PUT
Micron Technology
MU
$991B
$35K ﹤0.01%
+1,700
New +$31.9K
TSN icon
72
CALL
Tyson Foods
TSN
$20.4B
$35K ﹤0.01%
+300
New +$19.7K
BMRN icon
73
CALL
BioMarin Pharmaceuticals
BMRN
$12.4B
$34K ﹤0.01%
503
+400
+388% +$34.4K
MU icon
74
CALL
Micron Technology
MU
$991B
$33K ﹤0.01%
+1,300
New +$24.4K
GE icon
75
CALL
GE Aerospace
GE
$384B
$32K ﹤0.01%
+209
New +$30.4K
1 2
3
4 5

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Advent Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Advent Capital Management held 384 positions worth $5.43B, down 21% from $6.92B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advent Capital Management withdrew a net $5.07B in Q4 2016, closing 79 positions and reducing 16 holdings. Its most notable exit was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock, an estimated $50.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.61% of assets, up from 0.13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advent Capital Management opened a new position in Arconic Inc. worth $11.9M.

  • Advent Capital Management's largest Q4 2016 buy was Arconic Inc.: 393,670 shares worth $11.9M.
  • Advent Capital Management added most to Dominion Energy, Inc 2016 Series A Corporate Units in Q4 2016, an estimated $13.8M increase.
  • Advent Capital Management's biggest Q4 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $70.3M.
  • Advent Capital Management fully exited Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q4 2016, selling an estimated $50.1M.
  • Advent Capital Management's ten largest holdings make up 17% of its $5.43B portfolio in Q4 2016.
  • Advent Capital Management opened 100 new positions and closed 79 in Q4 2016.
  • Advent Capital Management's portfolio value fell 21% quarter-over-quarter to $5.43B.

Based on Advent Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.