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Advent Capital Management Portfolio holdings
AUM
$4.46B
Turnover
22.52%
1-Year Est. Return
0.73%
This Fund
S&P 500
This Quarter
Est. Return
+0.01%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$6.92B
AUM Growth
+$459M
(+7.1%)
Cap. Flow
-$5.18B
Cap. Flow
% of AUM
-74.86%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53
Avg Time Held Equity + Options
1
year
Top 10 Avg Time Held Equity + Options
0.7
years
Top 20 Avg Time Held Equity + Options
0.7
years
Avg Time Held Equity only
1.1
years
Top 10 Avg Time Held Equity only
0.7
years
Top 20 Avg Time Held Equity only
0.7
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NextEra Energy, Inc.
NEE.PRR
|
+$37.2M |
| 2 |
Belden Inc.
BDC.PRB
|
+$23.8M |
| 3 |
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
|
+$9.73M |
| 4 |
Wells Fargo
WFC
|
+$7.18M |
| 5 |
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
|
+$5.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$21.4M |
| 2 |
NextEra Energy, Inc.
NEE.PRQ
|
+$20.7M |
| 3 |
SWH
Stanley Black & Decker, Inc.
SWH
|
+$20.5M |
| 4 |
DCUC
Dominion Energy, Inc.
DCUC
|
+$16.9M |
| 5 |
Stericycle, Inc
SRCLP
|
+$8.94M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 99.02% |
| 2 | Healthcare | 0.34% |
| 3 | Consumer Discretionary | 0.19% |
| 4 | Communication Services | 0.13% |
| 5 | Financials | 0.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
CLVS
51
DELISTED
Clovis Oncology, Inc.
CLVS
| $180K | ﹤0.01% |
+5,000
| New | +$107K |
2016 Q3
0 quarters
|
|
52
CALL
Deutsche Bank
DB
$61.2B
| $169K | ﹤0.01% |
+1,232
| New | +$15.1K |
2016 Q3
0 quarters
|
|
53
CALL
Palo Alto Networks
PANW
$280B
| $160K | ﹤0.01% |
+900
| New | +$20.5K |
2016 Q3
0 quarters
|
|
|
IDTI
54
CALL
DELISTED
Integrated Device Technology I
IDTI
| $160K | ﹤0.01% |
+1,000
| New | +$20.7K |
2016 Q3
0 quarters
|
|
55
DELISTED
General Cable Corporation
BGC
| $150K | ﹤0.01% |
+10,000
| New | +$147K |
2016 Q3
0 quarters
|
|
|
IMPV
56
CALL
DELISTED
Imperva, Inc.
IMPV
| $137K | ﹤0.01% |
+300
| New | +$13.9K |
2016 Q3
0 quarters
|
|
|
RHT
57
CALL
DELISTED
Red Hat Inc
RHT
| $100K | ﹤0.01% |
250
+50
| +25% | +$3.72K |
2015 Q1
6 quarters
|
|
|
MNDT
58
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $83K | ﹤0.01% |
3,300
-2,608
| -44% | -$40.1K |
2016 Q1
2 quarters
|
|
|
TSRO
59
CALL
DELISTED
TESARO, Inc.
TSRO
| $80K | ﹤0.01% |
+200
| New | +$18.7K |
2016 Q3
0 quarters
|
|
60
CALL
RH
RH
$2.14B
| $71K | ﹤0.01% |
+459
| New | +$14.6K |
2016 Q3
0 quarters
|
|
61
PUT
iShares S&P 100 ETF
OEF
$20.4B
| $60K | ﹤0.01% |
1,900
+900
| +90% | +$86.4K |
2016 Q2
1 quarter
|
|
62
PUT
Molina Healthcare
MOH
$10.8B
| $57K | ﹤0.01% |
+300
| New | +$16.5K |
2016 Q3
0 quarters
|
|
|
63
PUT
Deutsche Bank
DB
$61.2B
| $56K | ﹤0.01% |
1,904
-784
| -29% | -$9.62K |
2016 Q1
2 quarters
|
|
|
CY
64
CALL
DELISTED
Cypress Semiconductor
CY
| $55K | ﹤0.01% |
+2,300
| New | +$26.3K |
2016 Q3
0 quarters
|
|
|
CLVS
65
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
| $53K | ﹤0.01% |
+150
| New | +$3.22K |
2016 Q3
0 quarters
|
|
|
XLNX
66
CALL
DELISTED
Xilinx Inc
XLNX
| $52K | ﹤0.01% |
+400
| New | +$20.6K |
2016 Q3
0 quarters
|
|
67
PUT
ServiceNow
NOW
$147B
| $49K | ﹤0.01% |
+2,000
| New | +$29.5K |
2016 Q3
0 quarters
|
|
68
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
| $38K | ﹤0.01% |
+6
| New | +$4.31K |
2016 Q3
0 quarters
|
|
|
ENDP
69
CALL
DELISTED
Endo International plc
ENDP
| $36K | ﹤0.01% |
800
+300
| +60% | +$5.96K |
2016 Q2
1 quarter
|
|
|
YHOO
70
CALL
DELISTED
Yahoo Inc
YHOO
| $36K | ﹤0.01% |
2,800
+1,200
| +75% | +$49.2K |
2015 Q3
4 quarters
|
|
71
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
| $32K | ﹤0.01% |
1,300
-2,350
| -64% | -$508K |
2014 Q4
7 quarters
|
|
|
GNC
72
CALL
DELISTED
GNC Holdings, Inc.
GNC
| $29K | ﹤0.01% |
900
+393
| +78% | +$8.61K |
2016 Q2
1 quarter
|
|
|
WBMD
73
PUT
DELISTED
WebMD Health Corp.
WBMD
| $26K | ﹤0.01% |
+375
| New | +$20.7K |
2016 Q3
0 quarters
|
|
|
VIAB
74
CALL
DELISTED
Viacom Inc. Class B
VIAB
| $25K | ﹤0.01% |
+200
| New | +$8.29K |
2016 Q3
0 quarters
|
|
75
PUT
DELISTED
Comerica
CMA
| $20K | ﹤0.01% |
+200
| New | +$9.06K |
2016 Q3
0 quarters
|
|
Similar funds
5NCM
DACG
Advent Capital Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, down from 99% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.
- Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
- Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
- Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
- Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
- Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
- Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
- Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.
Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.