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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.89%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Consumer Discretionary 0.19%
3 Communication Services 0.13%
4 Financials 0.12%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVS
51
DELISTED
Clovis Oncology, Inc.
CLVS
$180K ﹤0.01%
+5,000
New +$107K
DB icon
52
CALL
Deutsche Bank
DB
$71.5B
$169K ﹤0.01%
+1,232
New +$15.1K
PANW icon
53
CALL
Palo Alto Networks
PANW
$297B
$160K ﹤0.01%
+900
New +$20.5K
IDTI
54
CALL
DELISTED
Integrated Device Technology I
IDTI
$160K ﹤0.01%
+1,000
New +$20.7K
BGC
55
DELISTED
General Cable Corporation
BGC
$150K ﹤0.01%
+10,000
New +$147K
IMPV
56
CALL
DELISTED
Imperva, Inc.
IMPV
$137K ﹤0.01%
+300
New +$13.9K
RHT
57
CALL
DELISTED
Red Hat Inc
RHT
$100K ﹤0.01%
250
+50
+25% +$3.72K
MNDT
58
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$83K ﹤0.01%
3,300
-2,608
-44% -$40.1K
TSRO
59
CALL
DELISTED
TESARO, Inc.
TSRO
$80K ﹤0.01%
+200
New +$18.7K
RH icon
60
CALL
RH
RH
$3.71B
$71K ﹤0.01%
+459
New +$14.6K
OEF icon
61
PUT
iShares S&P 100 ETF
OEF
$20.6B
$60K ﹤0.01%
1,900
+900
+90% +$86.4K
MOH icon
62
PUT
Molina Healthcare
MOH
$10.3B
$57K ﹤0.01%
+300
New +$16.5K
DB icon
63
PUT
Deutsche Bank
DB
$71.5B
$56K ﹤0.01%
1,904
-784
-29% -$9.62K
CY
64
CALL
DELISTED
Cypress Semiconductor
CY
$55K ﹤0.01%
+2,300
New +$26.3K
CLVS
65
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$53K ﹤0.01%
+150
New +$3.22K
XLNX
66
CALL
DELISTED
Xilinx Inc
XLNX
$52K ﹤0.01%
+400
New +$20.6K
NOW icon
67
PUT
ServiceNow
NOW
$129B
$49K ﹤0.01%
+2,000
New +$29.5K
SDRL
68
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
$38K ﹤0.01%
+6
New +$4.31K
ENDP
69
CALL
DELISTED
Endo International plc
ENDP
$36K ﹤0.01%
800
+300
+60% +$5.96K
YHOO
70
CALL
DELISTED
Yahoo Inc
YHOO
$36K ﹤0.01%
2,800
+1,200
+75% +$49.2K
SPY icon
71
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$32K ﹤0.01%
1,300
-2,350
-64% -$508K
GNC
72
CALL
DELISTED
GNC Holdings, Inc.
GNC
$29K ﹤0.01%
900
+393
+78% +$8.61K
WBMD
73
PUT
DELISTED
WebMD Health Corp.
WBMD
$26K ﹤0.01%
+375
New +$20.7K
VIAB
74
CALL
DELISTED
Viacom Inc. Class B
VIAB
$25K ﹤0.01%
+200
New +$8.29K
CMA
75
PUT
DELISTED
Comerica
CMA
$20K ﹤0.01%
+200
New +$9.06K
1 2
3
4 5

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, up from 0.27% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.