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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.49B
AUM Growth
-$218M
Cap. Flow
-$5.78B
Cap. Flow %
-89.08%
Top 10 Hldgs %
12.12%
Holding
479
New
24
Increased
20
Reduced
33
Closed
14

Top Buys

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$35.7M
2
DCUC
Dominion Energy, Inc.
DCUC
+$25.5M
3
AA.PRB
Alcoa Inc
AA.PRB
+$16.2M
4
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.97M
5
EXCU
Exelon Corporation
EXCU
+$8.74M

Top Sells

Rank Stock Value
1
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$11.5M
2
GM icon
General Motors
GM
+$5.54M
3
F icon
Ford
F
+$4.34M
4
SWH
Stanley Black & Decker, Inc.
SWH
+$1.71M
5
DCH
Dauch Corp
DCH
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 0.38%
2 Communication Services 0.33%
3 Financials 0.31%
4 Consumer Discretionary 0.26%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
51
NVIDIA
NVDA
$5.42T
$1.53M 0.02%
3,314,920
+374,920
+13% +$177K
NEE icon
52
NextEra Energy
NEE
$177B
$1.32M 0.02%
56,096
-4,988
-8% -$120K
CSCO icon
53
Cisco
CSCO
$479B
$881K 0.01%
35,000
+10,000
+40% +$252K
FCX icon
54
Freeport-McMoran
FCX
$97.5B
$816K 0.01%
25,000
– –
SVC
55
Service Properties Trust
SVC
$1.07B
$814K 0.01%
6,102
– –
YHOO
56
DELISTED
Yahoo Inc
YHOO
$611K 0.01%
+15,000
New +$563K
UPS icon
57
United Parcel Service
UPS
$88.9B
$491K 0.01%
+5,000
New +$497K
MCD icon
58
McDonald's
MCD
$195B
$474K 0.01%
5,000
– –
OA
59
DELISTED
Orbital ATK, Inc.
OA
$353K 0.01%
+2,768
New +$362K
DAL icon
60
Delta Air Lines
DAL
$60.1B
$333K 0.01%
+9,200
New +$352K
CCI.PRA
61
DELISTED
Crown Castle International Corp.
CCI.PRA
$300K ﹤0.01%
2,860
– –
FLG.PRU
62
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$299K ﹤0.01%
5,946
– –
CIEN icon
63
Ciena
CIEN
$58.4B
$273K ﹤0.01%
16,300
+11,300
+226% +$221K
RHT
64
DELISTED
Red Hat Inc
RHT
$259K ﹤0.01%
+4,614
New +$269K
LAB icon
65
Standard BioTools
LAB
$314M
$224K ﹤0.01%
9,156
-744
-8% -$20.9K
GM.WS.C
66
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$203K ﹤0.01%
233,672
-16,328
-7% -$29.4K
FBIO icon
67
Fortress Biotech
FBIO
$88.7M
$187K ﹤0.01%
5,951
-449
-7% -$11.9K
SNV
68
DELISTED
Synovus
SNV
$122K ﹤0.01%
5,157
-843
-14% -$20.2K
PCYC
69
DELISTED
PHARMACYCLICS INC
PCYC
$108K ﹤0.01%
+923
New +$105K
INVA icon
70
PUT
Innoviva
INVA
$1.48B
$104K ﹤0.01%
849
-51
-6% -$1.17K
BAC icon
71
CALL
Bank of America
BAC
$442B
$82K ﹤0.01%
2,019
+1,319
+188% +$21K
XLE icon
72
PUT
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$68K ﹤0.01%
+1,856
New +$89.9K
TOL icon
73
PUT
Toll Brothers
TOL
$14.5B
$58K ﹤0.01%
+579
New +$19.8K
GEN icon
74
CALL
Gen Digital
GEN
$17.5B
$57K ﹤0.01%
3,733
+1,333
+56% +$31.8K
CLF icon
75
PUT
Cleveland-Cliffs
CLF
$6.99B
$46K ﹤0.01%
288
-912
-76% -$13.9K
1 2
3
4

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Advent Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advent Capital Management held 479 positions worth $6.49B, down 3.2% from $6.7B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Advent Capital Management withdrew a net $5.78B in Q3 2014, closing 14 positions and reducing 33 holdings. Its most notable exit was Ford, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.38% of assets, up from 0.22% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Advent Capital Management opened a new position in Tyson Foods, Inc. worth $36.5M.

  • Advent Capital Management's largest Q3 2014 buy was Tyson Foods, Inc.: 723,759 shares worth $36.5M.
  • Advent Capital Management added most to UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2014, an estimated $9.97M increase.
  • Advent Capital Management's biggest Q3 2014 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $11.5M.
  • Advent Capital Management fully exited Ford in Q3 2014, selling an estimated $4.34M.
  • Advent Capital Management's ten largest holdings make up 12% of its $6.49B portfolio in Q3 2014.
  • Advent Capital Management opened 24 new positions and closed 14 in Q3 2014.
  • Advent Capital Management's portfolio value fell 3.2% quarter-over-quarter to $6.49B.

Based on Advent Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.