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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.5%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.52B
AUM Growth
-$137M
Cap. Flow
-$4.55B
Cap. Flow %
-82.49%
Top 10 Hldgs %
21.68%
Holding
269
New
27
Increased
9
Reduced
14
Closed
36

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$39.1M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$8.35M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$5.35M
4
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$4.8M
5
ENPH icon
Enphase Energy
ENPH
+$2.58M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$53.6M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$29.7M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$24.4M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$22.2M
5
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 0.12%
2 Technology 0.11%
3 Healthcare 0.01%
4 Communication Services 0.01%
5 Financials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
26
Occidental Petroleum
OXY
$55.9B
$1.23M 0.02%
20,000
– –
MCHP icon
27
CALL
Microchip Technology
MCHP
$46B
$1.22M 0.02%
+20,000
New +$1.31M
AAL icon
28
PUT
American Airlines Group
AAL
$10.6B
$1.2M 0.02%
+100,000
New +$1.39M
NCLH icon
29
PUT
Norwegian Cruise Line
NCLH
$8.84B
$1.14M 0.02%
+100,000
New +$1.32M
NOVA
30
DELISTED
Sunnova Energy
NOVA
$949K 0.02%
+42,981
New +$1.04M
EQT icon
31
EQT Corp
EQT
$32.3B
$815K 0.01%
20,000
-40,000
-67% -$1.73M
BDXB
32
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$786K 0.01%
16,778
– –
AVK
33
Advent Convertible and Income Fund
AVK
$563M
$628K 0.01%
60,642
– –
HZNP
34
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$588K 0.01%
+9,500
New +$664K
ARRY icon
35
PUT
Array Technologies
ARRY
$855M
$497K 0.01%
+30,000
New +$519K
LMACA
36
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$391K 0.01%
39,330
– –
PARAP
37
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$261K ﹤0.01%
8,387
-139,606
-94% -$5.34M
SNAP icon
38
Snap
SNAP
$9.01B
$252K ﹤0.01%
25,660
+8,060
+46% +$93.8K
ARRY icon
39
Array Technologies
ARRY
$855M
$209K ﹤0.01%
+12,600
New +$218K
BBIO icon
40
CALL
BridgeBio Pharma
BBIO
$16.5B
$199K ﹤0.01%
+20,000
New +$208K
PRFT
41
DELISTED
Perficient Inc
PRFT
$146K ﹤0.01%
+2,246
New +$187K
INN
42
Summit Hotel Properties
INN
$700M
$125K ﹤0.01%
18,560
-55,000
-75% -$430K
TWTR
43
DELISTED
Twitter, Inc.
TWTR
$121K ﹤0.01%
2,766
– –
ATSG
44
DELISTED
Air Transport Services Group
ATSG
$79K ﹤0.01%
+3,286
New +$95.4K
RPD icon
45
Rapid7
RPD
$773M
$63K ﹤0.01%
+1,470
New +$90.7K
BURL icon
46
Burlington
BURL
$23.2B
$58K ﹤0.01%
+522
New +$76K
AAL icon
47
American Airlines Group
AAL
$10.6B
$54K ﹤0.01%
+4,452
New +$62.1K
OKTA icon
48
Okta
OKTA
$25.8B
$51K ﹤0.01%
890
– –
XYZ
49
Block Inc
XYZ
$47.5B
$48K ﹤0.01%
875
-45,460
-98% -$3.22M
TNDM icon
50
Tandem Diabetes Care
TNDM
$1.56B
$47K ﹤0.01%
+990
New +$54.3K
1
2
3 4 5

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Advent Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Advent Capital Management held 269 positions worth $5.52B, down 2.4% from $5.65B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.55B in Q3 2022, closing 36 positions and reducing 14 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $53.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.12% of assets, down from 0.15% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Advent Capital Management opened a new position in IBM worth $1.78M.

  • Advent Capital Management's largest Q3 2022 buy was IBM: 15,000 shares worth $1.78M.
  • Advent Capital Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2022, an estimated $39.1M increase.
  • Advent Capital Management's biggest Q3 2022 reduction was Stanley Black & Decker, Inc., cutting an estimated $24.4M.
  • Advent Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $53.6M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.52B portfolio in Q3 2022.
  • Advent Capital Management opened 27 new positions and closed 36 in Q3 2022.
  • Advent Capital Management's portfolio value fell 2.4% quarter-over-quarter to $5.52B.

Based on Advent Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.