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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+1.38%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.95B
AUM Growth
+$543M
Cap. Flow
-$4.04B
Cap. Flow %
-67.96%
Top 10 Hldgs %
21.34%
Holding
318
New
55
Increased
14
Reduced
16
Closed
33

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$197M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$113M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$98M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$62.7M
5
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$43.6M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$6.09M
2
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$5.32M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.86M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.35M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$4.25M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.5%
2 Utilities 0.39%
3 Healthcare 0.29%
4 Financials 0.21%
5 Energy 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFXA
26
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$5.56M 0.09%
30,000
– –
ABBV icon
27
AbbVie
ABBV
$435B
$5.42M 0.09%
40,000
– –
XYZ
28
CALL
Block Inc
XYZ
$47.5B
$4.93M 0.08%
+30,500
New +$6.61M
CHNGU
29
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$4.91M 0.08%
70,000
-3,037
-4% -$211K
CZR icon
30
Caesars Entertainment
CZR
$6.14B
$4.68M 0.08%
50,000
+10,000
+25% +$1.01M
BRSL
31
Brightstar Lottery PLC
BRSL
$2.03B
$4.34M 0.07%
150,000
+25,000
+20% +$708K
AA icon
32
Alcoa
AA
$13.2B
$4.17M 0.07%
70,000
– –
MAR icon
33
Marriott International
MAR
$92.3B
$4.13M 0.07%
25,000
– –
GM icon
34
General Motors
GM
$76.8B
$3.81M 0.06%
65,000
+60,000
+1,200% +$3.51M
VLO icon
35
Valero Energy
VLO
$85.9B
$3.76M 0.06%
50,000
– –
GLPI icon
36
Gaming and Leisure Properties
GLPI
$12.8B
$3.73M 0.06%
76,735
– –
LYB icon
37
LyondellBasell Industries
LYB
$19.2B
$3.69M 0.06%
40,000
+3,000
+8% +$278K
CSCO icon
38
Cisco
CSCO
$479B
$3.48M 0.06%
+55,000
New +$3.14M
AMGN icon
39
Amgen
AMGN
$222B
$3.38M 0.06%
+15,000
New +$3.17M
HBI
40
DELISTED
Hanesbrands
HBI
$3.34M 0.06%
200,000
+100,000
+100% +$1.7M
AMZN icon
41
Amazon
AMZN
$2.96T
$3.33M 0.06%
20,000
– –
FITB
42
Fifth Third Bancorp
FITB
$51.8B
$3.27M 0.05%
75,000
– –
HUM icon
43
Humana
HUM
$46.2B
$3.25M 0.05%
7,000
-500
-7% -$221K
CBRL icon
44
Cracker Barrel
CBRL
$1.29B
$3.22M 0.05%
+25,000
New +$3.34M
SPG icon
45
Simon Property Group
SPG
$72.3B
$3.19M 0.05%
+20,000
New +$3.05M
HON icon
46
Honeywell
HON
$78B
$3.13M 0.05%
15,915
+5,305
+50% +$1.07M
SUAC.U
47
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$3.03M 0.05%
+300,000
New +$3.02M
UNP icon
48
Union Pacific
UNP
$174B
$3.02M 0.05%
12,000
– –
PNC icon
49
PNC Financial Services
PNC
$101B
$3.01M 0.05%
15,000
– –
XSLV icon
50
CALL
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$3M 0.05%
+39,000
New +$1.95M
1
2
3 4 5

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Advent Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Advent Capital Management held 318 positions worth $5.95B, up 10% from $5.41B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Advent Capital Management withdrew a net $4.04B in Q4 2021, closing 33 positions and reducing 16 holdings. Its most notable exit was Lockheed Martin, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.5% of assets, down from 0.54% a quarter earlier, followed by Utilities and Healthcare.

Against the trend, Advent Capital Management opened a new position in Bank of America Series L worth $199M.

  • Advent Capital Management's largest Q4 2021 buy was Bank of America Series L: 137,053 shares worth $199M.
  • Advent Capital Management added most to American Electric Power Company, Inc. Corporate Units in Q4 2021, an estimated $9.02M increase.
  • Advent Capital Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $6.09M.
  • Advent Capital Management fully exited Lockheed Martin in Q4 2021, selling an estimated $3.8M.
  • Advent Capital Management's ten largest holdings make up 21% of its $5.95B portfolio in Q4 2021.
  • Advent Capital Management opened 55 new positions and closed 33 in Q4 2021.
  • Advent Capital Management's portfolio value rose 10% quarter-over-quarter to $5.95B.

Based on Advent Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.