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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.19%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.41B
AUM Growth
+$263M
Cap. Flow
-$4.4B
Cap. Flow %
-81.42%
Top 10 Hldgs %
21.88%
Holding
306
New
35
Increased
15
Reduced
36
Closed
38

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.2M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$15.6M
3
PCGU
PG&E Corporation
PCGU
+$11.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$7.58M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.45M

Top Sells

Rank Stock Value
1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$6.98M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.21M
3
NVDA icon
NVIDIA
NVDA
+$4.8M
4
DOV icon
Dover
DOV
+$3.77M
5
EAT icon
Brinker International
EAT
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.54%
2 Utilities 0.44%
3 Industrials 0.32%
4 Financials 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
26
Alcoa
AA
$13.2B
$3.43M 0.06%
70,000
-30,000
-30% -$1.27M
X
27
DELISTED
US Steel
X
$3.3M 0.06%
150,000
+50,000
+50% +$1.25M
BRSL
28
Brightstar Lottery PLC
BRSL
$2.03B
$3.29M 0.06%
+125,000
New +$2.65M
AMZN icon
29
Amazon
AMZN
$2.96T
$3.29M 0.06%
+20,000
New +$3.45M
FITB
30
Fifth Third Bancorp
FITB
$51.8B
$3.18M 0.06%
75,000
– –
AMD icon
31
Advanced Micro Devices
AMD
$789B
$3.09M 0.06%
30,000
-20,000
-40% -$2.04M
BA icon
32
Boeing
BA
$185B
$3.08M 0.06%
+14,000
New +$3.12M
EXPE icon
33
Expedia Group
EXPE
$37.3B
$2.95M 0.05%
+18,000
New +$2.78M
PNC icon
34
PNC Financial Services
PNC
$101B
$2.94M 0.05%
15,000
– –
HUM icon
35
Humana
HUM
$46.2B
$2.92M 0.05%
7,500
+3,500
+88% +$1.49M
AVK
36
Advent Convertible and Income Fund
AVK
$563M
$2.75M 0.05%
157,180
– –
ON icon
37
ON Semiconductor
ON
$31.6B
$2.75M 0.05%
+60,000
New +$2.56M
KEY icon
38
KeyCorp
KEY
$24.4B
$2.7M 0.05%
+125,000
New +$2.53M
CMI icon
39
Cummins
CMI
$88.7B
$2.69M 0.05%
+12,000
New +$2.81M
MCHP icon
40
Microchip Technology
MCHP
$46B
$2.61M 0.05%
34,000
-6,000
-15% -$450K
PENN icon
41
PENN Entertainment
PENN
$2.71B
$2.54M 0.05%
+35,000
New +$2.57M
ABNB icon
42
Airbnb
ABNB
$107B
$2.52M 0.05%
+15,000
New +$2.29M
VTR icon
43
Ventas
VTR
$47.9B
$2.48M 0.05%
45,000
-20,000
-31% -$1.15M
THO icon
44
Thor Industries
THO
$4.14B
$2.46M 0.05%
+20,000
New +$2.28M
UNP icon
45
Union Pacific
UNP
$174B
$2.35M 0.04%
12,000
-8,000
-40% -$1.73M
MRNA icon
46
Moderna
MRNA
$23.6B
$2.31M 0.04%
+6,000
New +$2.21M
HON icon
47
Honeywell
HON
$78B
$2.12M 0.04%
10,610
-10,610
-50% -$2.26M
WTRU
48
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.02M 0.04%
35,155
+20,000
+132% +$1.2M
BC icon
49
Brunswick
BC
$5.28B
$1.91M 0.04%
+20,000
New +$1.99M
HBI
50
DELISTED
Hanesbrands
HBI
$1.72M 0.03%
100,000
– –
1
2
3 4 5

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Advent Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advent Capital Management held 306 positions worth $5.41B, up 5.1% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.4B in Q3 2021, closing 38 positions and reducing 36 holdings. Its most notable exit was American Electric Power Company, Inc. Corporate Unit, an estimated $6.98M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.54% of assets, up from 0.29% a quarter earlier, followed by Utilities and Industrials.

Against the trend, Advent Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $18.3M.

  • Advent Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 166,000 shares worth $18.3M.
  • Advent Capital Management added most to NiSource Inc. Series A Corporate Units in Q3 2021, an estimated $15.6M increase.
  • Advent Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $5.21M.
  • Advent Capital Management fully exited American Electric Power Company, Inc. Corporate Unit in Q3 2021, selling an estimated $6.98M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.41B portfolio in Q3 2021.
  • Advent Capital Management opened 35 new positions and closed 38 in Q3 2021.
  • Advent Capital Management's portfolio value rose 5.1% quarter-over-quarter to $5.41B.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.