ACM

Advent Capital Management Portfolio holdings

AUM $4.55B
1-Year Return 1.37%
This Quarter Return
+1.04%
1 Year Return
+1.37%
3 Year Return
+2.01%
5 Year Return
+3.07%
10 Year Return
+4.31%
AUM
$4.69B
AUM Growth
+$159M
Cap. Flow
-$4.04B
Cap. Flow %
-86.2%
Top 10 Hldgs %
23.34%
Holding
225
New
14
Increased
15
Reduced
9
Closed
17

Top Buys

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$15.6M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.4M
3
SWT
Stanley Black & Decker, Inc.
SWT
$10.9M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$10.5M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.14M

Top Sells

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$196M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$175M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$29.5M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$13.1M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$11M

Sector Composition

1 Utilities 0.57%
2 Consumer Discretionary 0.23%
3 Financials 0.23%
4 Industrials 0.17%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DD icon
26
DuPont de Nemours
DD
$32.1B
$3.2M 0.07%
45,000
+5,000
+13% +$356K
DOCU icon
27
DocuSign
DOCU
$15.4B
$3.11M 0.07%
+14,000
New +$3.11M
LVS icon
28
Las Vegas Sands
LVS
$37.7B
$2.98M 0.06%
50,000
– –
LAMR icon
29
Lamar Advertising Co
LAMR
$12.8B
$2.91M 0.06%
35,000
+5,000
+17% +$416K
BABA icon
30
Alibaba
BABA
$313B
$2.79M 0.06%
+12,000
New +$2.79M
CAT icon
31
Caterpillar
CAT
$195B
$2.73M 0.06%
15,000
-10,000
-40% -$1.82M
HBI icon
32
Hanesbrands
HBI
$2.23B
$2.55M 0.05%
+175,000
New +$2.55M
AVK
33
Advent Convertible and Income Fund
AVK
$551M
$2.53M 0.05%
157,180
– –
THO icon
34
Thor Industries
THO
$5.85B
$1.86M 0.04%
+20,000
New +$1.86M
SAVE
35
DELISTED
Spirit Airlines, Inc.
SAVE
$1.22M 0.03%
+50,000
New +$1.22M
WTRU
36
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$829K 0.02%
+13,580
New +$829K
ASAQ.U
37
DELISTED
Atlantic Avenue Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
ASAQ.U
$477K 0.01%
+45,000
New +$477K
PENN icon
38
PENN Entertainment
PENN
$2.87B
$432K 0.01%
+5,000
New +$432K
BMRN icon
39
BioMarin Pharmaceuticals
BMRN
$10.9B
$396K 0.01%
4,520
+520
+13% +$45.6K
STZ icon
40
Constellation Brands
STZ
$25.6B
$329K 0.01%
1,500
– –
CSCO icon
41
Cisco
CSCO
$270B
$224K ﹤0.01%
+5,000
New +$224K
TREE icon
42
LendingTree
TREE
$953M
$110K ﹤0.01%
+400
New +$110K
XIFR
43
XPLR Infrastructure, LP
XIFR
$969M
$27K ﹤0.01%
+400
New +$27K
AAL icon
44
American Airlines Group
AAL
$8.68B
– –
0
– –
ABBV icon
45
AbbVie
ABBV
$375B
– –
-40,000
Closed -$3.5M
BAC icon
46
Bank of America
BAC
$375B
– –
0
– –
BAC.PRL icon
47
Bank of America Series L
BAC.PRL
$3.86B
– –
-130,824
Closed -$196M
BLMN icon
48
Bloomin' Brands
BLMN
$606M
– –
0
– –
COMM icon
49
CommScope
COMM
$3.63B
– –
0
– –
CZR icon
50
Caesars Entertainment
CZR
$5.25B
– –
-35,000
Closed -$1.96M
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