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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$4.69B
AUM Growth
+$159M
Cap. Flow
-$3.97B
Cap. Flow %
-84.63%
Top 10 Hldgs %
23.33%
Holding
220
New
24
Increased
15
Reduced
9
Closed
21

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$15.3M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$11.7M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$10.8M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$10.5M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.21M

Top Sells

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$196M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$175M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
+$29.5M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
+$13.1M
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$11.3M

Sector Composition

Rank Sector Weight
1 Utilities 0.57%
2 Consumer Discretionary 0.23%
3 Financials 0.23%
4 Industrials 0.17%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
26
DuPont de Nemours
DD
$19.2B
$3.2M 0.07%
35,850
+3,983
+12% +$313K
DOCU
27
DocuSign
DOCU
$11.5B
$3.11M 0.07%
+14,000
New +$3.14M
LVS icon
28
Las Vegas Sands
LVS
$29.6B
$2.98M 0.06%
50,000
– –
LAMR icon
29
Lamar Advertising Co
LAMR
$16.3B
$2.91M 0.06%
35,000
+5,000
+17% +$374K
BABA icon
30
Alibaba
BABA
$308B
$2.79M 0.06%
+12,000
New +$3.33M
CAT icon
31
Caterpillar
CAT
$387B
$2.73M 0.06%
15,000
-10,000
-40% -$1.7M
HBI
32
DELISTED
Hanesbrands
HBI
$2.55M 0.05%
+175,000
New +$2.64M
AVK
33
Advent Convertible and Income Fund
AVK
$563M
$2.53M 0.05%
157,180
– –
THO icon
34
Thor Industries
THO
$4.14B
$1.86M 0.04%
+20,000
New +$1.87M
SAVE
35
DELISTED
Spirit Airlines, Inc.
SAVE
$1.22M 0.03%
+50,000
New +$1.04M
WTRU
36
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$829K 0.02%
+13,580
New +$787K
ASAQ.U
37
DELISTED
Atlantic Avenue Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
ASAQ.U
$477K 0.01%
+45,000
New +$452K
PENN icon
38
PENN Entertainment
PENN
$2.71B
$432K 0.01%
+5,000
New +$357K
BMRN icon
39
BioMarin Pharmaceuticals
BMRN
$12.4B
$396K 0.01%
4,520
+520
+13% +$41.2K
STZ icon
40
Constellation Brands
STZ
$23.2B
$329K 0.01%
1,500
– –
CSCO icon
41
Cisco
CSCO
$479B
$224K ﹤0.01%
+5,000
New +$205K
ZNGA
42
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$191K ﹤0.01%
+4,500
New +$40.5K
GE icon
43
CALL
GE Aerospace
GE
$384B
$147K ﹤0.01%
+105
New +$4.71K
CSCO icon
44
CALL
Cisco
CSCO
$479B
$135K ﹤0.01%
+1,500
New +$61.6K
TREE icon
45
LendingTree
TREE
$451M
$110K ﹤0.01%
+400
New +$119K
VISN
46
CALL
Vistance Networks Inc
VISN
$2.52B
$69K ﹤0.01%
+600
New +$6.61K
XLF icon
47
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$49K ﹤0.01%
+1,400
New +$37.5K
OEF icon
48
CALL
iShares S&P 100 ETF
OEF
$20.6B
$40K ﹤0.01%
+500
New +$81.7K
ERIC icon
49
CALL
Ericsson
ERIC
$33.3B
$38K ﹤0.01%
+400
New +$4.69K
XIFR
50
XPLR Infrastructure LP
XIFR
$1.08B
$27K ﹤0.01%
+400
New +$25.8K
1
2
3

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Advent Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Advent Capital Management held 220 positions worth $4.69B, up 3.5% from $4.53B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advent Capital Management withdrew a net $3.97B in Q4 2020, closing 21 positions and reducing 9 holdings. Its most notable exit was Bank of America Series L, an estimated $196M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.57% of assets, down from 0.6% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Vertex Pharmaceuticals worth $3.54M.

  • Advent Capital Management's largest Q4 2020 buy was Vertex Pharmaceuticals: 15,000 shares worth $3.54M.
  • Advent Capital Management added most to NextEra Energy, Inc. 6.219% Corporate Units in Q4 2020, an estimated $15.3M increase.
  • Advent Capital Management's biggest Q4 2020 reduction was American Electric Power Company, Inc. Corporate Unit, cutting an estimated $11.3M.
  • Advent Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $196M.
  • Advent Capital Management's ten largest holdings make up 23% of its $4.69B portfolio in Q4 2020.
  • Advent Capital Management opened 24 new positions and closed 21 in Q4 2020.
  • Advent Capital Management's portfolio value rose 3.5% quarter-over-quarter to $4.69B.

Based on Advent Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.