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Advent Capital Management Portfolio holdings
AUM
$4.46B
Turnover
22.52%
1-Year Est. Return
0.73%
This Fund
S&P 500
This Quarter
Est. Return
-0.09%
1 Year Est. Return
+0.73%
3 Year Est. Return
+2.9%
5 Year Est. Return
+0.82%
10 Year Est. Return
+4.72%
AUM
$5.43B
AUM Growth
-$1.48B
(-21%)
Cap. Flow
-$5.07B
Cap. Flow
% of AUM
-93.35%
Top 10 Holdings %
Top 10 Hldgs %
17.09%
Holding
384
New
100
Increased
13
Reduced
16
Closed
79
Avg Time Held Equity + Options
1.2
years
Top 10 Avg Time Held Equity + Options
0.6
years
Top 20 Avg Time Held Equity + Options
0.8
years
Avg Time Held Equity only
1.5
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
|
+$13.8M |
| 2 |
ARNC.PRB
Arconic Inc.
ARNC.PRB
|
+$12.5M |
| 3 |
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
|
+$7.94M |
| 4 |
DTV
DTE Energy Company 2016 Corporate Units
DTV
|
+$7.14M |
| 5 |
Stericycle, Inc
SRCLP
|
+$6.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$70.3M |
| 2 |
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
|
+$50.1M |
| 3 |
Bank of America Series L
BAC.PRL
|
+$26.5M |
| 4 |
Belden Inc.
BDC.PRB
|
+$23.3M |
| 5 |
DCUC
Dominion Energy, Inc.
DCUC
|
+$17.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.77% |
| 2 | Communication Services | 0.61% |
| 3 | Healthcare | 0.42% |
| 4 | Financials | 0.33% |
| 5 | Consumer Discretionary | 0.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
Biogen
BIIB
$34.7B
| $4.82M | 0.09% |
17,000
| – | – |
2015 Q3
5 quarters
|
|
27
Bath & Body Works
BBWI
$4.19B
| $4.61M | 0.08% |
86,590
+6,185
| +8% | +$352K |
2016 Q2
2 quarters
|
|
28
Meta Platforms (Facebook)
META
$1.84T
| $4.6M | 0.08% |
+40,000
| New | +$4.91M |
2016 Q4
0 quarters
|
|
29
KLA
KLAC
$222B
| $4.43M | 0.08% |
+562,500
| New | +$4.3M |
2016 Q4
0 quarters
|
|
30
DELISTED
Vistra Energy Corp.
DYNC
| $4.19M | 0.08% |
67,715
| – | – |
2016 Q2
2 quarters
|
|
31
Lockheed Martin
LMT
$126B
| $4M | 0.07% |
+16,000
| New | +$4M |
2016 Q4
0 quarters
|
|
32
Merck
MRK
$363B
| $3.83M | 0.07% |
+68,120
| New | +$3.99M |
2016 Q4
0 quarters
|
|
33
Herbalife
HLF
$1.56B
| $3.07M | 0.06% |
+127,400
| New | +$3.48M |
2016 Q4
0 quarters
|
|
34
DELISTED
Paramount Global Class B
PARA
| $3.04M | 0.06% |
+47,700
| New | +$2.83M |
2016 Q4
0 quarters
|
|
|
AGC
35
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $2.94M | 0.05% |
+500,000
| New | +$2.8M |
2016 Q4
0 quarters
|
|
36
T-Mobile US
TMUS
$171B
| $2.16M | 0.04% |
+37,500
| New | +$1.96M |
2016 Q4
0 quarters
|
|
37
LyondellBasell Industries
LYB
$20.6B
| $2.14M | 0.04% |
+25,000
| New | +$2.1M |
2016 Q4
0 quarters
|
|
38
Micron Technology
MU
$1.02T
| $2.08M | 0.04% |
95,000
-41,200
| -30% | -$774K |
2016 Q3
1 quarter
|
|
39
Target
TGT
$71.2B
| $1.81M | 0.03% |
+25,000
| New | +$1.81M |
2016 Q4
0 quarters
|
|
|
40
Bank of America
BAC
$365B
| $1.66M | 0.03% |
+75,000
| New | +$1.44M |
2016 Q4
0 quarters
|
|
|
AF
41
DELISTED
Astoria Financial Corporation
AF
| $1.58M | 0.03% |
+85,000
| New | +$1.35M |
2016 Q4
0 quarters
|
|
42
Walt Disney
DIS
$195B
| $1.56M | 0.03% |
+15,000
| New | +$1.46M |
2016 Q4
0 quarters
|
|
43
DELISTED
Chesapeake Energy Corporation
CHK
| $1.33M | 0.02% |
+950
| New | +$1.24M |
2016 Q4
0 quarters
|
|
44
Lumen Technologies, Inc. Common Stock
LUMN
$4.82B
| $1.19M | 0.02% |
+50,000
| New | +$1.27M |
2016 Q4
0 quarters
|
|
45
Ares Capital
ARCC
$13.6B
| $1.04M | 0.02% |
+63,300
| New | +$996K |
2016 Q4
0 quarters
|
|
46
Advanced Micro Devices
AMD
$889B
| $1.02M | 0.02% |
+90,000
| New | +$755K |
2016 Q4
0 quarters
|
|
47
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $1.02M | 0.02% |
+12,500
| New | +$1.02M |
2016 Q4
0 quarters
|
|
48
Pfizer
PFE
$168B
| $747K | 0.01% |
+24,242
| New | +$740K |
2016 Q4
0 quarters
|
|
49
Sony
SONY
$146B
| $701K | 0.01% |
+125,000
| New | +$760K |
2016 Q4
0 quarters
|
|
50
American Airlines Group
AAL
$8.18B
| $700K | 0.01% |
+15,000
| New | +$653K |
2016 Q4
0 quarters
|
|
Similar funds
5NCM
DACG
Advent Capital Management's Q4 2016 Portfolio in Review
As of Q4 2016, Advent Capital Management held 384 positions worth $5.43B, down 21% from $6.92B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Advent Capital Management withdrew a net $5.07B in Q4 2016, closing 79 positions and reducing 16 holdings. Its most notable exit was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock, an estimated $50.1M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 99% a quarter earlier, followed by Communication Services and Healthcare.
Against the trend, Advent Capital Management opened a new position in Arconic Inc. worth $11.9M.
- Advent Capital Management's largest Q4 2016 buy was Arconic Inc.: 393,670 shares worth $11.9M.
- Advent Capital Management added most to Dominion Energy, Inc 2016 Series A Corporate Units in Q4 2016, an estimated $13.8M increase.
- Advent Capital Management's biggest Q4 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $70.3M.
- Advent Capital Management fully exited Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q4 2016, selling an estimated $50.1M.
- Advent Capital Management's ten largest holdings make up 17% of its $5.43B portfolio in Q4 2016.
- Advent Capital Management opened 100 new positions and closed 79 in Q4 2016.
- Advent Capital Management's portfolio value fell 21% quarter-over-quarter to $5.43B.
Based on Advent Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.