We are live on ! Find out more
ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
26
Citigroup
C
$226B
$5.3M 0.08%
100,000
+14,000
+16% +$743K
TSNU
27
DELISTED
Tyson Foods, Inc.
TSNU
$5.2M 0.08%
85,230
-593,100
-87% -$33.1M
DCUB
28
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$5.17M 0.08%
95,500
+30,000
+46% +$1.65M
BKNG icon
29
Booking.com
BKNG
$161B
$5.14M 0.08%
98,750
-53,750
-35% -$2.84M
SDRL
30
DELISTED
Seadrill Limited Common Stock
SDRL
– –
0
– –
BX icon
31
Blackstone
BX
$110B
$4.75M 0.07%
+157,500
New +$5.02M
BIIB icon
32
Biogen
BIIB
$30.7B
$4.64M 0.07%
15,000
– –
YUM icon
33
Yum! Brands
YUM
$41.1B
$4.45M 0.07%
+83,460
New +$4.36M
CIEN icon
34
Ciena
CIEN
$58.4B
$3.67M 0.06%
173,235
-150,736
-47% -$3.46M
JWN
35
DELISTED
Nordstrom
JWN
$3.56M 0.05%
+70,000
New +$4.25M
SCHW
36
Charles Schwab
SCHW
$187B
$3.36M 0.05%
+100,000
New +$3.16M
AMGN icon
37
Amgen
AMGN
$222B
$3.29M 0.05%
20,000
-7,000
-26% -$1.1M
GE icon
38
GE Aerospace
GE
$384B
$3.22M 0.05%
+21,507
New +$3.05M
WY.PRA
39
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.11M 0.05%
61,726
– –
WELL.PRI
40
DELISTED
Welltower Inc.
WELL.PRI
$3.02M 0.05%
49,412
– –
GSK icon
41
GSK
GSK
$106B
$2.97M 0.05%
57,600
+36,000
+167% +$1.83M
ARCC icon
42
Ares Capital
ARCC
$14.4B
$2.88M 0.04%
200,000
+160,000
+400% +$2.43M
HOT
43
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$2.37M 0.04%
33,400
+12,000
+56% +$857K
VC icon
44
Visteon
VC
$2.78B
$2.33M 0.04%
+20,000
New +$2.26M
NRF
45
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.24M 0.03%
133,512
-1
-0% -$20
ISD
46
PGIM High Yield Bond Fund
ISD
$419M
$2.12M 0.03%
145,400
+51,200
+54% +$750K
FRA icon
47
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$2.11M 0.03%
163,992
+52,642
+47% +$674K
SDRL
48
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
$1.98M 0.03%
68
+30
+79% +$47K
DSU icon
49
BlackRock Debt Strategies Fund
DSU
$597M
$1.91M 0.03%
190,682
+64,624
+51% +$655K
OXY icon
50
Occidental Petroleum
OXY
$55.9B
$1.71M 0.03%
25,043
– –
1
2
3 4 5

Similar funds

GCM
Ghisallo Capital Management Boston, Massachusetts $3.63B AUM 30.51% 1-Year Est. Return
VI
Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
OCM
One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
GCM
Gates Capital Management New York $3.66B AUM 12.63% 1-Year Est. Return
MTIM
Marathon Trading Investment Management Radnor, Pennsylvania $3.67B AUM 21.97% 1-Year Est. Return

Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.