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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 106 M -USD 10.7 M -86,852 -9%
Bank of America
2
Bank of America
North Carolina
USD 65.8 M +USD 14 M +113,662 +27%
Wells Fargo
3
Wells Fargo
California
USD 65.8 M +USD 9.42 M +76,218 +17%
UBS Group
4
UBS Group
Switzerland
USD 47.5 M +USD 1.5 M +12,165 +3%
Churchill Management
5
Churchill Management
California
USD 38.4 M +USD 33.2 M +268,797 +686%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 16 M +USD 2.07 M +16,722 +15%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 12.9 M +USD 341 k +2,763 +3%
LPL Financial
8
LPL Financial
California
USD 12.5 M -USD 725 k -5,872 -6%
Ameriprise
9
Ameriprise
Minnesota
USD 12.3 M +USD 246 k +1,994 +2%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
USD 7.24 M +USD 183 k +1,478 +3%
Hartford Financial Management
11
Hartford Financial Management
Connecticut
USD 7.1 M -USD 167 k -1,348 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 6.79 M +USD 590 k +4,772 +10%
McKinley Carter Wealth Services
13
McKinley Carter Wealth Services
West Virginia
USD 6.44 M +USD 96.6 k +782 +2%
Goldman Sachs
14
Goldman Sachs
New York
USD 6.27 M -USD 585 k -4,731 -9%
RIA
15
RPG Investment Advisory
California
USD 4.58 M -USD 157 k -1,273 -3%
Mariner Independent Advisor Network
16
Mariner Independent Advisor Network
Kansas
USD 4.26 M +USD 4.23 M +34,227 Nuevas
Stifel Financial
17
Stifel Financial
Missouri
USD 3.54 M +USD 810 k +6,559 +30%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
USD 3.34 M +USD 388 k +3,141 +13%
Oxbow Advisors
19
Oxbow Advisors
Texas
USD 3.23 M -USD 52.5 k -425 -2%
Ancora Advisors
20
Ancora Advisors
Ohio
USD 2.77 M -USD 4.57 k -37 -0.2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
USD 2.75 M +USD 709 k +5,737 +35%
HL Financial Services
22
HL Financial Services
Kentucky
USD 2.65 M +USD 1.02 M +8,269 +64%
Sigma Planning Corp
23
Sigma Planning Corp
Michigan
USD 2.61 M +USD 9.8 k +79 +0.4%
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
USD 2.58 M -USD 369 k -2,985 -13%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
USD 2.48 M +USD 28.4 k +230 +1%
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