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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 147 M +USD 16.9 M +257,736 +14%
Wells Fargo
2
Wells Fargo
California
USD 113 M +USD 8.98 M +136,877 +9%
Goldman Sachs
3
Goldman Sachs
New York
USD 51.5 M +USD 11.3 M +172,186 +30%
Bank of America
4
Bank of America
North Carolina
USD 42.5 M -USD 994 k -15,150 -2%
UBS
5
UBS
Switzerland
USD 38.6 M +USD 5.98 M +91,157 +20%
LPL Financial
6
LPL Financial
California
USD 18.9 M +USD 1.66 M +25,355 +10%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 18.3 M +USD 7.61 M +116,042 +78%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 12.9 M +USD 5.02 M +76,485 +69%
Churchill Management
9
Churchill Management
California
USD 5.45 M +USD 57.9 k +883 +1%
McKinley Carter Wealth Services
10
McKinley Carter Wealth Services
West Virginia
USD 4.8 M +USD 1.28 M +19,517 +39%
Valentine Capital Asset Management
11
Valentine Capital Asset Management
California
USD 4.36 M +USD 120 k +1,830 +3%
JP Morgan Chase
12
JP Morgan Chase
New York
USD 4.27 M -USD 401 k -6,110 -9%
Hartford Financial Management
13
Hartford Financial Management
Connecticut
USD 4.2 M +USD 42.6 k +650 +1%
Ameriprise
14
Ameriprise
Minnesota
USD 4.16 M +USD 515 k +7,847 +15%
HL Financial Services
15
HL Financial Services
Kentucky
USD 3.32 M +USD 263 k +4,016 +9%
FIG
16
Fusion Investment Group
Pennsylvania
USD 3.29 M +USD 3.12 M +47,548 Nuevas
IMA Advisory Services
17
IMA Advisory Services
Colorado
USD 3.24 M +USD 30.2 k +460 +1%
Credit Suisse
18
Credit Suisse
Switzerland
USD 3.11 M +USD 104 k +1,579 +4%
Prospera Financial Services
19
Prospera Financial Services
Texas
USD 3 M +USD 787 k +11,994 +38%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
USD 2.93 M +USD 236 k +3,599 +9%
Stephens Inc
21
Stephens Inc
Arkansas
USD 2.82 M -USD 90.7 k -1,382 -3%
Ancora Advisors
22
Ancora Advisors
Ohio
USD 2.74 M -USD 95.3 k -1,452 -4%
Beck Capital Management
23
Beck Capital Management
Texas
USD 2.43 M +USD 2.15 M +32,780 Nuevas
Raymond James Financial Services Advisors
24
Raymond James Financial Services Advisors
Florida
USD 2.23 M +USD 1.38 M +20,968 +187%
American International Group
25
American International Group
New York
USD 2 M +USD 664 k +10,123 +54%
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