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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 73.4 M +USD 25.1 M +268,093 +50%
Wells Fargo
2
Wells Fargo
California
USD 38.3 M -USD 1.49 M -15,902 -4%
UBS Group
3
UBS Group
Switzerland
USD 22.2 M +USD 1.04 M +11,094 +5%
Bank of America
4
Bank of America
North Carolina
USD 19.2 M -USD 3.05 M -32,517 -13%
Raymond James & Associates
5
Raymond James & Associates
Florida
USD 11.7 M +USD 2.33 M +24,918 +24%
LPL Financial
6
LPL Financial
California
USD 10 M +USD 1.45 M +15,515 +17%
Ameriprise
7
Ameriprise
Minnesota
USD 7.98 M -USD 2.1 M -22,453 -20%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 7.69 M +USD 227 k +2,420 +3%
JPCCM
9
J&P (China) Capital Management
China
USD 7.19 M – – –
McKinley Carter Wealth Services
10
McKinley Carter Wealth Services
West Virginia
USD 6.58 M -USD 656 -7 -0%
Navellier & Associates
11
Navellier & Associates
Nevada
USD 6.12 M +USD 2.05 M +21,937 +48%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
USD 5.66 M +USD 222 k +2,368 +4%
Hartford Financial Management
13
Hartford Financial Management
Connecticut
USD 5.36 M +USD 1.87 k +20 +0%
Financial Enhancement Group
14
Financial Enhancement Group
Indiana
USD 4.64 M +USD 4.48 M +47,821 +1,463%
Goldman Sachs
15
Goldman Sachs
New York
USD 4.55 M +USD 3.56 k +38 +0.1%
RIA
16
RPG Investment Advisory
California
USD 3.95 M -USD 226 k -2,412 -5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
USD 2.88 M +USD 52.1 k +556 +2%
Suntrust Banks
18
Suntrust Banks
Georgia
USD 2.33 M -USD 1.24 M -13,275 -34%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
USD 2.23 M +USD 1.31 M +13,999 +133%
Advisor Group
20
Advisor Group
Arizona
USD 2.2 M +USD 181 k +1,931 +9%
SG Americas Securities
21
SG Americas Securities
New York
USD 2.14 M -USD 1.03 M -10,970 -32%
Ancora Advisors
22
Ancora Advisors
Ohio
USD 2.02 M +USD 94.1 k +1,005 +5%
Juncture Wealth Strategies
23
Juncture Wealth Strategies
Arizona
USD 1.73 M -USD 33.2 k -355 -2%
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
USD 1.64 M -USD 371 k -3,965 -18%
Stifel Financial
25
Stifel Financial
Missouri
USD 1.61 M -USD 682 k -7,282 -29%
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