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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 121 M +USD 47.8 M +755,521 +68%
Wells Fargo
2
Wells Fargo
California
USD 96.6 M +USD 25.3 M +400,443 +37%
Bank of America
3
Bank of America
North Carolina
USD 40.8 M +USD 14.5 M +228,723 +57%
Goldman Sachs
4
Goldman Sachs
New York
USD 37.1 M +USD 23.9 M +378,520 +196%
UBS
5
UBS
Switzerland
USD 30.2 M +USD 7.33 M +115,919 +33%
LPL Financial
6
LPL Financial
California
USD 15.5 M +USD 5.19 M +82,084 +50%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 9.6 M +USD 2.92 M +46,114 +45%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 7.16 M +USD 1.12 M +17,675 +19%
Stifel Nicolaus & Co
9
Stifel Nicolaus & Co
Missouri
USD 5.5 M +USD 4.15 M +65,552 +339%
Churchill Management
10
Churchill Management
California
USD 5.05 M -USD 147 k -2,323 -3%
JP Morgan Chase
11
JP Morgan Chase
New York
USD 4.39 M +USD 755 k +11,939 +21%
Valentine Capital Asset Management
12
Valentine Capital Asset Management
California
USD 3.96 M +USD 168 k +2,660 +5%
Hartford Financial Management
13
Hartford Financial Management
Connecticut
USD 3.89 M +USD 15.8 k +250 +0.4%
Ameriprise
14
Ameriprise
Minnesota
USD 3.39 M +USD 3.14 M +49,706 +1,923%
McKinley Carter Wealth Services
15
McKinley Carter Wealth Services
West Virginia
USD 3.24 M +USD 3.16 M +49,927 Nuevas
IMA Advisory Services
16
IMA Advisory Services
Colorado
USD 3.01 M +USD 90.4 k +1,430 +3%
HL Financial Services
17
HL Financial Services
Kentucky
USD 2.85 M +USD 2.45 M +38,721 +728%
Credit Suisse
18
Credit Suisse
Switzerland
USD 2.82 M +USD 1.32 M +20,903 +93%
Stadion Money Management
19
Stadion Money Management
Georgia
USD 2.76 M +USD 1.31 M +20,777 +95%
Stephens Inc
20
Stephens Inc
Arkansas
USD 2.73 M +USD 67.7 k +1,070 +3%
Ancora Advisors
21
Ancora Advisors
Ohio
USD 2.66 M +USD 237 k +3,748 +10%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
USD 2.51 M +USD 2.45 M +38,759 Nuevas
Baird
23
Baird
Wisconsin
USD 2.14 M +USD 936 k +14,793 +81%
Sterne Agee Group
24
Sterne Agee Group
Alabama
USD 2.1 M +USD 245 k +3,866 +14%
Prospera Financial Services
25
Prospera Financial Services
Texas
USD 2.07 M +USD 809 k +12,783 +69%
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