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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
First Trust Advisors
1
First Trust Advisors
Illinois
USD 984 M +USD 194 M +1,635,000 +20%
Morgan Stanley
2
Morgan Stanley
New York
USD 263 M -USD 7.28 M -61,180 -2%
Wells Fargo
3
Wells Fargo
California
USD 189 M -USD 22.2 M -187,051 -9%
UBS Group
4
UBS Group
Switzerland
USD 100 M +USD 4.63 M +38,960 +4%
Bank of America
5
Bank of America
North Carolina
USD 80.5 M -USD 3.84 M -32,248 -4%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 49.8 M +USD 2.12 M +17,792 +4%
LPL Financial
7
LPL Financial
California
USD 33.6 M -USD 2.67 M -22,479 -7%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 30 M +USD 25.6 M +215,630 +267%
Transamerica Financial Advisors
9
Transamerica Financial Advisors
Florida
USD 21.2 M +USD 8.64 M +72,680 +53%
Goldman Sachs
10
Goldman Sachs
New York
USD 20.9 M -USD 11.2 M -94,083 -31%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 19.5 M -USD 4.13 M -34,718 -15%
MSI Financial Services
12
MSI Financial Services
Massachusetts
USD 19.1 M +USD 6.44 M +54,177 +40%
NewSquare Capital
13
NewSquare Capital
Pennsylvania
USD 12.7 M +USD 1.54 M +12,961 +12%
Stifel Financial
14
Stifel Financial
Missouri
USD 12.3 M +USD 2.28 M +19,209 +19%
Ameriprise
15
Ameriprise
Minnesota
USD 11.9 M -USD 659 k -5,540 -4%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
USD 11.4 M +USD 275 k +2,312 +2%
RiverFront Investment Group
17
RiverFront Investment Group
Virginia
USD 11.1 M +USD 200 k +1,683 +2%
Citadel Advisors
18
Citadel Advisors
Florida
USD 9.4 M +USD 11 M +92,796 Nuevas
Credit Suisse
19
Credit Suisse
Switzerland
USD 8.72 M +USD 1.62 M +13,640 +19%
Tower Research Capital (TRC)
20
Tower Research Capital (TRC)
New York
USD 8.58 M +USD 9.36 M +78,711 +1,322%
JPCCM
21
J&P (China) Capital Management
China
USD 7.96 M – – –
McKinley Carter Wealth Services
22
McKinley Carter Wealth Services
West Virginia
USD 7.01 M -USD 97.4 k -819 -1%
JP Morgan Chase
23
JP Morgan Chase
New York
USD 6.21 M +USD 275 k +2,310 +4%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
USD 5.97 M +USD 92.3 k +776 +1%
Hartford Financial Management
25
Hartford Financial Management
Connecticut
USD 5.95 M +USD 41 k +345 +0.6%
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