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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 205 M +USD 11.1 M +127,567 +6%
Wells Fargo
2
Wells Fargo
California
USD 155 M +USD 11.5 M +132,691 +9%
First Trust Advisors
3
First Trust Advisors
Illinois
USD 133 M +USD 50.2 M +578,136 +66%
UBS
4
UBS
Switzerland
USD 66.6 M +USD 3.31 M +38,171 +6%
Bank of America
5
Bank of America
North Carolina
USD 61.4 M +USD 3.25 M +37,446 +6%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 32 M +USD 883 k +10,177 +3%
Goldman Sachs
7
Goldman Sachs
New York
USD 27.6 M -USD 860 k -9,912 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 21.3 M +USD 6.47 M +74,534 +47%
LPL Financial
9
LPL Financial
California
USD 20.6 M +USD 1.11 M +12,814 +6%
RiverFront Investment Group
10
RiverFront Investment Group
Virginia
USD 12.9 M -USD 22.8 M -263,034 -65%
Ameriprise
11
Ameriprise
Minnesota
USD 9.09 M +USD 1.92 M +22,189 +29%
McKinley Carter Wealth Services
12
McKinley Carter Wealth Services
West Virginia
USD 7.35 M +USD 151 k +1,744 +2%
Valentine Capital Asset Management
13
Valentine Capital Asset Management
California
USD 6.7 M -USD 26.5 k -305 -0.4%
Credit Suisse
14
Credit Suisse
Switzerland
USD 6.68 M +USD 608 k +7,004 +11%
BB&T Securities
15
BB&T Securities
Virginia
USD 6.47 M -USD 2.1 M -24,171 -26%
JP Morgan Chase
16
JP Morgan Chase
New York
USD 6.47 M +USD 70.8 k +816 +1%
Stifel Financial
17
Stifel Financial
Missouri
USD 6.44 M +USD 5.9 k +68 +0.1%
Churchill Management
18
Churchill Management
California
USD 6.21 M -USD 88.4 k -1,019 -1%
Hartford Financial Management
19
Hartford Financial Management
Connecticut
USD 5.52 M -USD 47 k -542 -0.9%
NewSquare Capital
20
NewSquare Capital
Pennsylvania
USD 5.45 M +USD 1.33 M +15,295 +35%
HL Financial Services
21
HL Financial Services
Kentucky
USD 4.84 M +USD 134 k +1,550 +3%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
USD 4.37 M +USD 114 k +1,315 +3%
Baird
23
Baird
Wisconsin
USD 4.3 M +USD 1.18 M +13,640 +41%
American International Group
24
American International Group
New York
USD 3.47 M +USD 656 k +7,560 +25%
Benjamin F. Edwards & Company
25
Benjamin F. Edwards & Company
Missouri
USD 3.39 M +USD 1.19 M +13,685 +59%
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