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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 122 M +USD 9.8 M +72,044 +8%
Wells Fargo
2
Wells Fargo
California
USD 85.7 M +USD 16 M +117,250 +22%
Bank of America
3
Bank of America
North Carolina
USD 85.5 M +USD 15.7 M +115,069 +22%
UBS Group
4
UBS Group
Switzerland
USD 52.2 M +USD 1.51 M +11,031 +3%
Churchill Management
5
Churchill Management
California
USD 39.7 M -USD 1.3 M -9,496 -3%
Navellier & Associates
6
Navellier & Associates
Nevada
USD 22.7 M +USD 23.3 M +170,845 Nuevas
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 17.9 M +USD 912 k +6,679 +5%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 17.2 M +USD 3.57 M +26,131 +25%
LPL Financial
9
LPL Financial
California
USD 14.3 M +USD 1.04 M +7,646 +8%
Ameriprise
10
Ameriprise
Minnesota
USD 13.1 M -USD 242 k -1,774 -2%
Mariner Independent Advisor Network
11
Mariner Independent Advisor Network
Kansas
USD 9.17 M +USD 4.75 M +34,780 +102%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 8.95 M +USD 1.76 M +12,868 +24%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 8.2 M +USD 489 k +3,581 +6%
Hartford Financial Management
14
Hartford Financial Management
Connecticut
USD 7.51 M -USD 63.8 k -467 -0.8%
McKinley Carter Wealth Services
15
McKinley Carter Wealth Services
West Virginia
USD 6.75 M -USD 128 k -937 -2%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
USD 5.05 M +USD 1.54 M +11,256 +42%
RIA
17
RPG Investment Advisory
California
USD 4.82 M -USD 62.4 k -457 -1%
Stifel Financial
18
Stifel Financial
Missouri
USD 4.38 M +USD 599 k +4,385 +15%
Citadel Advisors
19
Citadel Advisors
Florida
USD 4.01 M +USD 3.84 M +28,147 +1,372%
Oxbow Advisors
20
Oxbow Advisors
Texas
USD 3.52 M +USD 78.5 k +575 +2%
Goldman Sachs
21
Goldman Sachs
New York
USD 3.43 M -USD 3.34 M -24,500 -49%
Ancora Advisors
22
Ancora Advisors
Ohio
USD 2.94 M -USD 15.8 k -116 -0.5%
Advisor Group
23
Advisor Group
Arizona
USD 2.82 M +USD 368 k +2,692 +15%
RWA Wealth Partners
24
RWA Wealth Partners
Massachusetts
USD 2.82 M +USD 2.67 M +19,591 +1,220%
Sigma Planning Corp
25
Sigma Planning Corp
Michigan
USD 2.77 M -USD 12 k -88 -0.4%
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