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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 116 M +USD 5.56 M +47,020 +5%
Wells Fargo
2
Wells Fargo
California
USD 56 M +USD 4.09 M +34,522 +8%
Bank of America
3
Bank of America
North Carolina
USD 51.4 M +USD 6.6 M +55,794 +16%
UBS Group
4
UBS Group
Switzerland
USD 45.8 M +USD 2.79 M +23,581 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 13.8 M +USD 1.46 M +12,333 +12%
LPL Financial
6
LPL Financial
California
USD 13.1 M +USD 282 k +2,385 +2%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 12.5 M +USD 2.77 M +23,389 +30%
Ameriprise
8
Ameriprise
Minnesota
USD 12 M +USD 1.93 M +16,313 +20%
JPCCM
9
J&P (China) Capital Management
China
USD 9.7 M – – –
Hartford Financial Management
10
Hartford Financial Management
Connecticut
USD 7.23 M +USD 11.8 k +100 +0.2%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
USD 7.02 M +USD 1.31 M +11,051 +24%
Goldman Sachs
12
Goldman Sachs
New York
USD 6.82 M -USD 10.5 k -89 -0.2%
McKinley Carter Wealth Services
13
McKinley Carter Wealth Services
West Virginia
USD 6.31 M -USD 2.61 M -22,027 -30%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
USD 6.16 M +USD 213 k +1,800 +4%
Churchill Management
15
Churchill Management
California
USD 4.86 M – – –
RIA
16
RPG Investment Advisory
California
USD 4.71 M -USD 96.1 k -812 -2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
USD 3.99 M +USD 3.81 M +32,208 Nuevas
Oxbow Advisors
18
Oxbow Advisors
Texas
USD 3.27 M +USD 23.7 k +200 +0.8%
Credit Suisse
19
Credit Suisse
Switzerland
USD 3.08 M +USD 73.8 k +624 +3%
Tower Research Capital (TRC)
20
Tower Research Capital (TRC)
New York
USD 2.93 M +USD 2.8 M +23,672 Nuevas
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
USD 2.93 M +USD 232 k +1,963 +9%
Ancora Advisors
22
Ancora Advisors
Ohio
USD 2.76 M +USD 11.8 k +100 +0.5%
Stifel Financial
23
Stifel Financial
Missouri
USD 2.71 M +USD 293 k +2,473 +13%
Sigma Planning Corp
24
Sigma Planning Corp
Michigan
USD 2.59 M +USD 507 k +4,282 +26%
Nomura Asset Management
25
Nomura Asset Management
Japan
USD 2.56 M +USD 2.45 M +20,701 Nuevas
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