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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
First Trust Advisors
1
First Trust Advisors
Illinois
USD 1002 M +USD 275 M +2,278,536 +39%
Morgan Stanley
2
Morgan Stanley
New York
USD 330 M -USD 3.88 M -32,169 -1%
Wells Fargo
3
Wells Fargo
California
USD 254 M -USD 12.5 M -103,313 -5%
UBS Group
4
UBS Group
Switzerland
USD 118 M -USD 5.34 M -44,266 -4%
Bank of America
5
Bank of America
North Carolina
USD 103 M +USD 5.72 M +47,387 +6%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 58.8 M +USD 11.7 M +96,678 +26%
LPL Financial
7
LPL Financial
California
USD 42.5 M +USD 1.55 M +12,839 +4%
Goldman Sachs
8
Goldman Sachs
New York
USD 37.2 M -USD 18.1 M -150,226 -33%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 28.2 M +USD 1.13 M +9,402 +4%
Transamerica Financial Advisors
10
Transamerica Financial Advisors
Florida
USD 16.9 M +USD 9.14 M +75,728 +124%
MSI Financial Services
11
MSI Financial Services
Massachusetts
USD 16.6 M +USD 1.49 M +12,381 +10%
Ameriprise
12
Ameriprise
Minnesota
USD 15.2 M +USD 122 k +1,010 +0.8%
NewSquare Capital
13
NewSquare Capital
Pennsylvania
USD 13.9 M +USD 1.98 M +16,375 +17%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 13.7 M +USD 1.07 M +8,894 +9%
RiverFront Investment Group
15
RiverFront Investment Group
Virginia
USD 13.4 M +USD 721 k +5,977 +6%
Stifel Financial
16
Stifel Financial
Missouri
USD 12.6 M -USD 496 k -4,108 -4%
Raymond James Financial Services Advisors
17
Raymond James Financial Services Advisors
Florida
USD 10 M +USD 5.22 M +43,263 +116%
JPCCM
18
J&P (China) Capital Management
China
USD 9.7 M – – –
Credit Suisse
19
Credit Suisse
Switzerland
USD 8.99 M -USD 191 k -1,584 -2%
McKinley Carter Wealth Services
20
McKinley Carter Wealth Services
West Virginia
USD 8.68 M -USD 83.6 k -693 -1%
Keel Point
21
Keel Point
Alabama
USD 7.94 M +USD 33.1 k +274 +0.4%
JP Morgan Chase
22
JP Morgan Chase
New York
USD 7.32 M +USD 1.4 M +11,585 +24%
Hartford Financial Management
23
Hartford Financial Management
Connecticut
USD 7.24 M -USD 180 k -1,490 -2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
USD 7.21 M +USD 3.06 M +25,330 +77%
Benjamin F. Edwards & Company
25
Benjamin F. Edwards & Company
Missouri
USD 6.84 M +USD 490 k +4,060 +8%
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