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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 53.8 M +USD 4.28 M +43,645 +9%
Wells Fargo
2
Wells Fargo
California
USD 43.6 M +USD 4.94 M +50,383 +13%
Bank of America
3
Bank of America
North Carolina
USD 24.3 M +USD 431 k +4,395 +2%
UBS Group
4
UBS Group
Switzerland
USD 23.3 M -USD 332 k -3,381 -1%
Ameriprise
5
Ameriprise
Minnesota
USD 11 M +USD 2.29 M +23,302 +27%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 10.4 M -USD 1.31 M -13,333 -11%
LPL Financial
7
LPL Financial
California
USD 9.17 M -USD 1.63 M -16,563 -15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 8.19 M +USD 1.2 M +12,221 +17%
JPCCM
9
J&P (China) Capital Management
China
USD 7.83 M – – –
McKinley Carter Wealth Services
10
McKinley Carter Wealth Services
West Virginia
USD 7.23 M -USD 88.5 k -902 -1%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
USD 5.98 M -USD 27.9 k -284 -0.5%
Hartford Financial Management
12
Hartford Financial Management
Connecticut
USD 5.88 M -USD 20 k -204 -0.3%
Goldman Sachs
13
Goldman Sachs
New York
USD 4.99 M -USD 151 k -1,535 -3%
RIA
14
RPG Investment Advisory
California
USD 4.58 M -USD 594 k -6,051 -12%
Navellier & Associates
15
Navellier & Associates
Nevada
USD 4.53 M +USD 4.46 M +45,428 Nuevas
Suntrust Banks
16
Suntrust Banks
Georgia
USD 3.88 M -USD 174 k -1,778 -4%
SG Americas Securities
17
SG Americas Securities
New York
USD 3.45 M -USD 5.65 M -57,628 -62%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
USD 3.11 M -USD 2.81 M -28,637 -48%
Timber Hill
19
Timber Hill
Connecticut
USD 2.8 M -USD 221 k -2,253 -7%
Somerset Group
20
Somerset Group
Minnesota
USD 2.56 M +USD 10.8 k +110 +0.4%
Stifel Financial
21
Stifel Financial
Missouri
USD 2.5 M -USD 497 k -5,067 -17%
Advisor Group
22
Advisor Group
Arizona
USD 2.22 M +USD 54.6 k +556 +3%
Citadel Advisors
23
Citadel Advisors
Florida
USD 2.21 M -USD 627 k -6,391 -22%
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
USD 2.19 M -USD 4.23 M -43,136 -66%
Credit Suisse
25
Credit Suisse
Switzerland
USD 2.17 M -USD 1.34 M -13,631 -38%
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