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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 90.5 M +USD 5.21 M +51,976 +6%
Wells Fargo
2
Wells Fargo
California
USD 41 M -USD 3.2 M -31,930 -8%
UBS Group
3
UBS Group
Switzerland
USD 32.3 M +USD 6.27 M +62,572 +26%
Bank of America
4
Bank of America
North Carolina
USD 27.6 M +USD 5.13 M +51,235 +24%
LPL Financial
5
LPL Financial
California
USD 10.9 M -USD 336 k -3,356 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 10.6 M +USD 1.59 M +15,875 +19%
Ameriprise
7
Ameriprise
Minnesota
USD 8.99 M -USD 441 k -4,399 -5%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 8.61 M -USD 4.71 M -46,975 -36%
McKinley Carter Wealth Services
9
McKinley Carter Wealth Services
West Virginia
USD 7.62 M -USD 6.11 k -61 -0.1%
JPCCM
10
J&P (China) Capital Management
China
USD 7.31 M – – –
Goldman Sachs
11
Goldman Sachs
New York
USD 5.83 M +USD 531 k +5,303 +11%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 4.49 M +USD 1.1 M +10,941 +35%
RIA
13
RPG Investment Advisory
California
USD 4.41 M -USD 161 k -1,609 -4%
Raymond James Financial Services Advisors
14
Raymond James Financial Services Advisors
Florida
USD 3.93 M -USD 2.51 M -25,025 -40%
Citadel Advisors
15
Citadel Advisors
Florida
USD 2.68 M +USD 1.31 M +13,101 +106%
Oxbow Advisors
16
Oxbow Advisors
Texas
USD 2.66 M +USD 2.54 M +25,300 Nuevas
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
USD 2.57 M -USD 6.31 k -63 -0.3%
Ancora Advisors
18
Ancora Advisors
Ohio
USD 2.32 M -USD 19.5 k -195 -0.9%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
USD 2.22 M +USD 1.27 M +12,638 +150%
Nomura Asset Management
20
Nomura Asset Management
Japan
USD 2.18 M +USD 2.07 M +20,701 Nuevas
Juncture Wealth Strategies
21
Juncture Wealth Strategies
Arizona
USD 2.13 M +USD 120 k +1,202 +6%
Stifel Financial
22
Stifel Financial
Missouri
USD 2.05 M +USD 160 k +1,601 +9%
United Capital Financial Advisors
23
United Capital Financial Advisors
Texas
USD 1.79 M +USD 38.1 k +380 +2%
Sigma Planning Corp
24
Sigma Planning Corp
Michigan
USD 1.75 M +USD 1.66 M +16,600 Nuevas
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
USD 1.65 M +USD 123 k +1,227 +8%
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