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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
First Trust Advisors
1
First Trust Advisors
Illinois
USD 1213 M +USD 110 M +1,020,582 +11%
Morgan Stanley
2
Morgan Stanley
New York
USD 318 M +USD 23 M +213,991 +8%
Wells Fargo
3
Wells Fargo
California
USD 216 M +USD 5.01 M +46,502 +2%
UBS Group
4
UBS Group
Switzerland
USD 112 M -USD 53.9 k -501 -0.1%
Bank of America
5
Bank of America
North Carolina
USD 100 M +USD 10.1 M +93,722 +12%
LPL Financial
6
LPL Financial
California
USD 66.3 M +USD 30.3 M +281,223 +87%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 51.4 M -USD 4 M -37,181 -8%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 36.7 M +USD 3.02 M +28,088 +9%
Transamerica Financial Advisors
9
Transamerica Financial Advisors
Florida
USD 25.9 M +USD 2.12 M +19,716 +9%
MSI Financial Services
10
MSI Financial Services
Massachusetts
USD 23.4 M +USD 2.05 M +19,047 +10%
Goldman Sachs
11
Goldman Sachs
New York
USD 22.7 M -USD 530 k -4,919 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 19.4 M -USD 2.19 M -20,317 -11%
Strid Group
13
Strid Group
Pennsylvania
USD 17.7 M +USD 16.8 M +156,463 Nuevas
Ameriprise
14
Ameriprise
Minnesota
USD 16.3 M +USD 2.87 M +26,653 +23%
NewSquare Capital
15
NewSquare Capital
Pennsylvania
USD 15.7 M +USD 1.48 M +13,715 +11%
Stifel Financial
16
Stifel Financial
Missouri
USD 13.3 M -USD 328 k -3,051 -3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
USD 13.2 M +USD 366 k +3,403 +3%
RiverFront Investment Group
18
RiverFront Investment Group
Virginia
USD 11.9 M -USD 471 k -4,373 -4%
JPCCM
19
J&P (China) Capital Management
China
USD 8.88 M – – –
McKinley Carter Wealth Services
20
McKinley Carter Wealth Services
West Virginia
USD 7.94 M +USD 109 k +1,013 +1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
USD 7.4 M +USD 707 k +6,569 +11%
Hartford Financial Management
22
Hartford Financial Management
Connecticut
USD 6.58 M -USD 49.4 k -459 -0.8%
JP Morgan Chase
23
JP Morgan Chase
New York
USD 6.22 M -USD 678 k -6,296 -10%
Baird Financial Group
24
Baird Financial Group
Wisconsin
USD 5.59 M +USD 1.12 M +10,408 +27%
Suntrust Banks
25
Suntrust Banks
Georgia
USD 5.58 M +USD 383 k +3,554 +8%
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