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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 64.3 M -USD 7.49 M -49,891 -11%
Wells Fargo
2
Wells Fargo
California
USD 57.4 M -USD 8.61 M -57,348 -13%
Bank of America
3
Bank of America
North Carolina
USD 37.4 M +USD 305 k +2,034 +0.8%
UBS Group
4
UBS Group
Switzerland
USD 30.8 M -USD 4.84 M -32,242 -14%
LPL Financial
5
LPL Financial
California
USD 30.7 M -USD 7.7 M -51,320 -20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 27.9 M +USD 1.24 M +8,272 +5%
Berger Financial Group
7
Berger Financial Group
Minnesota
USD 23.5 M +USD 686 k +4,574 +3%
Raymond James Financial Services Advisors
8
Raymond James Financial Services Advisors
Florida
USD 18.8 M +USD 394 k +2,629 +2%
Raymond James & Associates
9
Raymond James & Associates
Florida
USD 12.3 M -USD 4.66 M -31,041 -28%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
USD 8.24 M -USD 611 k -4,073 -7%
Osaic Holdings
11
Osaic Holdings
Arizona
USD 8.21 M -USD 1.36 M -9,088 -15%
Ameritas Advisory Services
12
Ameritas Advisory Services
Nebraska
USD 7.77 M +USD 274 k +1,828 +4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
USD 7.71 M -USD 214 k -1,426 -3%
Csenge Advisory Group
14
Csenge Advisory Group
Florida
USD 7 M +USD 4.01 M +26,703 +143%
Truist Financial
15
Truist Financial
North Carolina
USD 6.86 M +USD 348 k +2,320 +5%
Jane Street
16
Jane Street
New York
USD 6.49 M +USD 6.1 M +40,642 +2,735%
D.A. Davidson & Co
17
D.A. Davidson & Co
Montana
USD 5.78 M -USD 97.5 k -650 -2%
Hartford Financial Management
18
Hartford Financial Management
Connecticut
USD 5.32 M +USD 92.6 k +617 +2%
Stifel Financial
19
Stifel Financial
Missouri
USD 5.09 M -USD 858 k -5,718 -15%
YC
20
Yarbrough Capital
Tennessee
USD 4.8 M – – –
Integrated Wealth Concepts
21
Integrated Wealth Concepts
Massachusetts
USD 4.79 M -USD 105 k -701 -2%
McGuire Investment Group
22
McGuire Investment Group
Rhode Island
USD 4.72 M -USD 18.9 k -126 -0.4%
TD Waterhouse Canada
23
TD Waterhouse Canada
Ontario, Canada
USD 4.72 M -USD 55.2 k -368 -1%
Citadel Advisors
24
Citadel Advisors
Florida
USD 4.7 M +USD 1.91 M +12,719 +71%
Ameriprise
25
Ameriprise
Minnesota
USD 4.67 M -USD 160 k -1,068 -3%
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