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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 55.7 M -USD 2.44 M -15,324 -4%
LPL Financial
2
LPL Financial
California
USD 31.3 M +USD 1.59 M +9,960 +5%
Bank of America
3
Bank of America
North Carolina
USD 31.1 M -USD 69.3 k -435 -0.2%
Wells Fargo
4
Wells Fargo
California
USD 30.5 M -USD 1.03 M -6,454 -3%
UBS Group
5
UBS Group
Switzerland
USD 25.9 M -USD 6.51 M -40,894 -20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 24.8 M -USD 815 k -5,116 -3%
Raymond James Financial
7
Raymond James Financial
Florida
USD 23.3 M -USD 1.95 M -12,212 -8%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
USD 19.4 M +USD 788 k +4,945 +4%
Berger Financial Group
9
Berger Financial Group
Minnesota
USD 18.2 M +USD 326 k +2,045 +2%
Goldman Sachs
10
Goldman Sachs
New York
USD 8.88 M +USD 2.37 M +14,897 +37%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
USD 7.85 M +USD 7.28 M +45,708 +1,551%
Stifel Financial
12
Stifel Financial
Missouri
USD 7.35 M +USD 532 k +3,341 +8%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
USD 7.33 M +USD 339 k +2,130 +5%
Truist Financial
14
Truist Financial
North Carolina
USD 7.3 M +USD 818 k +5,136 +13%
Congress Wealth Management
15
Congress Wealth Management
Massachusetts
USD 7 M -USD 15.5 k -97 -0.2%
Ameriprise
16
Ameriprise
Minnesota
USD 6.81 M -USD 65 k -408 -1%
Modern Wealth Management
17
Modern Wealth Management
Kansas
USD 6.78 M +USD 1.9 M +11,907 +40%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
USD 6.26 M -USD 160 k -1,006 -3%
AssetMark Inc
19
AssetMark Inc
California
USD 6.15 M +USD 1.38 M +8,670 +29%
Osaic Holdings
20
Osaic Holdings
Arizona
USD 6.11 M -USD 597 k -3,748 -9%
Ameritas Advisory Services
21
Ameritas Advisory Services
Nebraska
USD 5.88 M -USD 313 k -1,963 -5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
USD 5.77 M -USD 592 k -3,719 -9%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
USD 5.7 M +USD 681 k +4,277 +14%
TD Waterhouse Canada
24
TD Waterhouse Canada
Ontario, Canada
USD 5.61 M -USD 334 k -2,098 -6%
YC
25
Yarbrough Capital
Tennessee
USD 5.03 M – – –
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