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First Trust NYSE Arca Biotechnology Index Fund
FBT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 173 M -USD 10.6 M -138,222 -6%
Wells Fargo
2
Wells Fargo
California
USD 128 M -USD 4.61 M -60,309 -4%
First Trust Advisors
3
First Trust Advisors
Illinois
USD 72.2 M +USD 45.2 M +591,216 +207%
UBS
4
UBS
Switzerland
USD 56.6 M +USD 8.36 M +109,329 +19%
Bank of America
5
Bank of America
North Carolina
USD 52 M +USD 2.06 M +26,925 +4%
RiverFront Investment Group
6
RiverFront Investment Group
Virginia
USD 33.2 M +USD 30.8 M +403,381 Nuevas
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 27.9 M +USD 2.62 M +34,308 +11%
Goldman Sachs
8
Goldman Sachs
New York
USD 25.5 M -USD 34.9 M -456,941 -60%
LPL Financial
9
LPL Financial
California
USD 17.7 M -USD 2.48 M -32,448 -13%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 12.9 M +USD 830 k +10,856 +7%
BB&T Securities
11
BB&T Securities
Virginia
USD 7.79 M +USD 6.25 M +81,793 +637%
McKinley Carter Wealth Services
12
McKinley Carter Wealth Services
West Virginia
USD 6.45 M +USD 131 k +1,714 +2%
Ameriprise
13
Ameriprise
Minnesota
USD 6.32 M +USD 926 k +12,118 +19%
Valentine Capital Asset Management
14
Valentine Capital Asset Management
California
USD 6.03 M -USD 986 k -12,900 -15%
Stifel Financial
15
Stifel Financial
Missouri
USD 5.77 M +USD 314 k +4,103 +6%
JP Morgan Chase
16
JP Morgan Chase
New York
USD 5.73 M +USD 35.4 k +463 +0.7%
Churchill Management
17
Churchill Management
California
USD 5.66 M -USD 751 k -9,824 -13%
Credit Suisse
18
Credit Suisse
Switzerland
USD 5.42 M +USD 44.9 k +587 +0.9%
Hartford Financial Management
19
Hartford Financial Management
Connecticut
USD 5 M +USD 26.1 k +342 +0.6%
HL Financial Services
20
HL Financial Services
Kentucky
USD 4.22 M +USD 161 k +2,111 +4%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
USD 3.81 M +USD 173 k +2,257 +5%
NewSquare Capital
22
NewSquare Capital
Pennsylvania
USD 3.63 M +USD 1.42 M +18,575 +73%
IMA Advisory Services
23
IMA Advisory Services
Colorado
USD 3.53 M -USD 141 k -1,845 -4%
HighTower Advisors
24
HighTower Advisors
Illinois
USD 3.27 M +USD 3.03 M +39,687 Nuevas
Baird
25
Baird
Wisconsin
USD 2.73 M +USD 217 k +2,845 +9%
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