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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$106M -$10.7M -86,852 -9%
Bank of America
2
Bank of America
North Carolina
$65.8M +$14M +113,662 +27%
Wells Fargo
3
Wells Fargo
California
$65.8M +$9.42M +76,218 +17%
UBS Group
4
UBS Group
Switzerland
$47.5M +$1.5M +12,165 +3%
CM
5
Churchill Management
California
$38.4M +$33.2M +268,797 +686%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16M +$2.07M +16,722 +15%
RJA
7
Raymond James & Associates
Florida
$12.9M +$341K +2,763 +3%
LPL Financial
8
LPL Financial
California
$12.5M -$725K -5,872 -6%
Ameriprise
9
Ameriprise
Minnesota
$12.3M +$246K +1,994 +2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$7.24M +$183K +1,478 +3%
HFM
11
Hartford Financial Management
Connecticut
$7.1M -$167K -1,348 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$6.79M +$590K +4,772 +10%
MCWS
13
McKinley Carter Wealth Services
West Virginia
$6.44M +$96.6K +782 +2%
Goldman Sachs
14
Goldman Sachs
New York
$6.27M -$585K -4,731 -9%
RIA
15
RPG Investment Advisory
California
$4.58M -$157K -1,273 -3%
MIAN
16
Mariner Independent Advisor Network
Kansas
$4.26M +$4.23M +34,227 New
Stifel Financial
17
Stifel Financial
Missouri
$3.54M +$810K +6,559 +30%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.33M +$388K +3,141 +13%
OA
19
Oxbow Advisors
Texas
$3.23M -$52.5K -425 -2%
AA
20
Ancora Advisors
Ohio
$2.77M -$4.57K -37 -0.2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.75M +$709K +5,737 +35%
HFS
22
HL Financial Services
Kentucky
$2.65M +$1.02M +8,269 +64%
SPC
23
Sigma Planning Corp
Michigan
$2.61M +$9.76K +79 +0.4%
TRCT
24
Tower Research Capital (TRC)
New York
$2.58M -$369K -2,985 -13%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$2.48M +$28.4K +230 +1%