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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$136M +$7.11M +51,791 +6%
Wells Fargo
2
Wells Fargo
California
$103M +$12.2M +88,947 +14%
Bank of America
3
Bank of America
North Carolina
$98.1M +$7.87M +57,329 +9%
UBS Group
4
UBS Group
Switzerland
$58.4M +$3.3M +24,069 +6%
CM
5
Churchill Management
California
$42M +$186K +1,355 +0.5%
NA
6
Navellier & Associates
Nevada
$23.8M -$98.2K -715 -0.4%
Ameriprise
7
Ameriprise
Minnesota
$22.5M +$8.78M +63,971 +66%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$22.2M +$3.25M +23,687 +18%
RJA
9
Raymond James & Associates
Florida
$20.2M +$2.01M +14,642 +11%
LPL Financial
10
LPL Financial
California
$18.6M +$3.41M +24,824 +23%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$10.4M +$1.74M +12,655 +21%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$8.93M -$489K -3,559 -5%
ACM
13
Aviance Capital Management
Florida
$8.24M +$8.08M +58,826 New
HFM
14
Hartford Financial Management
Connecticut
$7.82M -$90.2K -657 -1%
MCWS
15
McKinley Carter Wealth Services
West Virginia
$7.01M -$95.2K -693 -1%
AG
16
Advisor Group
Arizona
$6.8M +$3.75M +27,330 +129%
FEG
17
Financial Enhancement Group
Indiana
$5.8M +$5.68M +41,400 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$5.55M +$218K +1,587 +4%
RIA
19
RPG Investment Advisory
California
$5.02M -$56.3K -410 -1%
Stifel Financial
20
Stifel Financial
Missouri
$5.01M +$403K +2,934 +9%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.76M +$952K +6,930 +35%
OA
22
Oxbow Advisors
Texas
$3.56M -$149K -1,085 -4%
RWP
23
RWA Wealth Partners
Massachusetts
$3.44M +$466K +3,395 +16%
AA
24
Ancora Advisors
Ohio
$3.08M -$22.7K -165 -0.7%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$3.07M +$244K +1,774 +9%
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