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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.3M -$11.1M -64,018 -15%
UBS Group
2
UBS Group
Switzerland
$34.2M +$1.25M +7,223 +4%
Wells Fargo
3
Wells Fargo
California
$33.3M +$980K +5,640 +3%
Bank of America
4
Bank of America
North Carolina
$32.8M -$4.43M -25,513 -12%
LPL Financial
5
LPL Financial
California
$31.3M -$602K -3,466 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$27M +$808K +4,652 +3%
Raymond James Financial
7
Raymond James Financial
Florida
$26.6M -$1.83M -10,543 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$19.7M +$345K +1,985 +2%
BFG
9
Berger Financial Group
Minnesota
$18.9M -$7.52M -43,298 -28%
SFGP
10
Stonebridge Financial Group (Pennsylvania)
Pennsylvania
$13.1M +$13.3M +76,802 New
RIA
11
RPG Investment Advisory
California
$8.86M +$4.49M +25,874 +99%
CAG
12
Csenge Advisory Group
Florida
$8.23M +$400K +2,304 +4%
Two Sigma Investments
13
Two Sigma Investments
New York
$8.13M +$5.33M +30,715 +180%
CWM
14
Congress Wealth Management
Massachusetts
$7.4M +$79K +455 +1%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.36M +$7.52M +43,286 New
Ameriprise
16
Ameriprise
Minnesota
$7.25M +$637K +3,665 +9%
Stifel Financial
17
Stifel Financial
Missouri
$7.19M -$71.6K -412 -1%
Osaic Holdings
18
Osaic Holdings
Arizona
$7.08M +$751K +4,327 +12%
Goldman Sachs
19
Goldman Sachs
New York
$6.83M -$601K -3,463 -8%
Truist Financial
20
Truist Financial
North Carolina
$6.82M +$106K +609 +2%
DADC
21
D.A. Davidson & Co
Montana
$6.78M +$442K +2,544 +7%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$6.72M +$15.3K +88 +0.2%
AAS
23
Ameritas Advisory Services
Nebraska
$6.54M -$171K -983 -2%
TWC
24
TD Waterhouse Canada
Ontario, Canada
$6.04M -$103K -592 -2%
HFM
25
Hartford Financial Management
Connecticut
$5.38M -$173K -996 -3%
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