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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$60.9M -$988K -5,799 -2%
LPL Financial
2
LPL Financial
California
$36M +$1.17M +6,873 +4%
Bank of America
3
Bank of America
North Carolina
$33.9M -$572K -3,357 -2%
Wells Fargo
4
Wells Fargo
California
$32.9M -$940K -5,519 -3%
UBS Group
5
UBS Group
Switzerland
$28.7M -$10.9K -64 -0%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$27.4M -$165K -971 -0.6%
Raymond James Financial
7
Raymond James Financial
Florida
$24.7M -$1.15M -6,747 -5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$21.7M +$74.6K +438 +0.4%
BFG
9
Berger Financial Group
Minnesota
$20.7M +$422K +2,476 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$9.76M +$3M +17,629 +47%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$9.47M +$1.26M +7,390 +16%
Stifel Financial
12
Stifel Financial
Missouri
$9.31M +$1.08M +6,361 +14%
Ameriprise
13
Ameriprise
Minnesota
$8.19M +$587K +3,448 +8%
Truist Financial
14
Truist Financial
North Carolina
$8.13M +$16.5K +97 +0.2%
MWM
15
Modern Wealth Management
Kansas
$7.37M -$161K -948 -2%
AssetMark Inc
16
AssetMark Inc
California
$7.27M +$418K +2,452 +6%
DADC
17
D.A. Davidson & Co
Montana
$7.05M +$81.7K +480 +1%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$7.04M -$1.59M -9,362 -19%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$6.63M +$279K +1,639 +5%
BEI
20
Benjamin Edwards Inc
Missouri
$5.67M +$477K +2,803 +10%
TWC
21
TD Waterhouse Canada
Ontario, Canada
$5.5M -$829K -4,865 -14%
IAA
22
Independent Advisor Alliance
North Carolina
$5.31M +$233K +1,369 +5%
HFM
23
Hartford Financial Management
Connecticut
$5.29M -$190K -1,118 -4%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$5.25M +$175K +1,030 +4%
IWC
25
Integrated Wealth Concepts
Massachusetts
$5.19M -$180K -1,056 -4%
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