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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$509M -$51.1M -373,352 -8%
Morgan Stanley
2
Morgan Stanley
New York
$193M +$929K +6,793 +0.4%
Wells Fargo
3
Wells Fargo
California
$132M -$1.78M -13,015 -1%
Bank of America
4
Bank of America
North Carolina
$112M -$7.79M -56,939 -6%
UBS Group
5
UBS Group
Switzerland
$73.1M -$2.07M -15,146 -3%
RJA
6
Raymond James & Associates
Florida
$37.9M +$369K +2,695 +0.9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$32M +$2.92M +21,384 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$30.4M +$4.24M +31,023 +15%
Ameriprise
9
Ameriprise
Minnesota
$24.2M +$346K +2,533 +1%
LPL Financial
10
LPL Financial
California
$22.3M +$539K +3,944 +2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$20.1M +$12.9M +94,138 +138%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$19.9M +$21.5M +156,956 +5,170%
NC
13
NewSquare Capital
Pennsylvania
$14.1M +$780K +5,705 +5%
MML Investors Services
14
MML Investors Services
Massachusetts
$12.7M +$1.25M +9,145 +10%
AG
15
Advisor Group
Arizona
$10.9M -$1.14M -8,313 -9%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$9.02M -$2.42M -17,695 -20%
HSBC Holdings
17
HSBC Holdings
United Kingdom
$8.92M +$715K +5,226 +8%
Stifel Financial
18
Stifel Financial
Missouri
$8.14M +$917K +6,706 +11%
SB
19
Suntrust Banks
Georgia
$7.32M +$3.36M +24,567 +71%
ODG
20
O'Dell Group
Ohio
$7M -$459K -3,357 -6%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6.98M +$3.96M +28,932 +106%
FEG
22
Financial Enhancement Group
Indiana
$6.9M +$5.06K +37 +0.1%
HFM
23
Hartford Financial Management
Connecticut
$6.68M -$820 -6 -0%
MCWS
24
McKinley Carter Wealth Services
West Virginia
$5.92M -$264K -1,929 -4%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$5.56M +$4.62M +33,780 +308%
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