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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$165M +$2.86M +17,344 +2%
Wells Fargo
2
Wells Fargo
California
$110M +$4.51M +27,332 +4%
Bank of America
3
Bank of America
North Carolina
$83.7M -$8.72M -52,788 -10%
UBS Group
4
UBS Group
Switzerland
$66M -$2.24M -13,549 -3%
LPL Financial
5
LPL Financial
California
$53.8M -$3.51M -21,268 -6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$35.2M -$4.79K -29 -0%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$35M -$6.52M -39,501 -16%
RJA
8
Raymond James & Associates
Florida
$29.2M -$6.25M -37,819 -18%
Osaic Holdings
9
Osaic Holdings
Arizona
$24.5M -$4.62M -27,963 -16%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$21.6M -$3.38M -20,458 -14%
BFG
11
Berger Financial Group
Minnesota
$20.5M +$538K +3,256 +3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$15.6M -$703K -4,257 -5%
BWM
13
Bulltick Wealth Management
Florida
$14.2M +$1.29M +7,810 +10%
RWP
14
RWA Wealth Partners
Massachusetts
$10.7M +$870K +5,267 +9%
DADC
15
D.A. Davidson & Co
Montana
$8.54M +$452K +2,736 +6%
Ameriprise
16
Ameriprise
Minnesota
$7.66M -$697K -4,219 -9%
Stifel Financial
17
Stifel Financial
Missouri
$7.54M +$960K +5,813 +15%
HFM
18
Hartford Financial Management
Connecticut
$6.61M +$101K +612 +2%
AIC
19
Ameritas Investment Company
Nebraska
$6.38M -$3.46M -20,953 -98%
KAS
20
Kestra Advisory Services
Texas
$6.37M -$566K -3,425 -8%
Citadel Advisors
21
Citadel Advisors
Florida
$5.99M +$193K +1,169 +3%
MIG
22
McGuire Investment Group
Rhode Island
$5.33M +$5.1M +30,898 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$5.3M -$238K -1,440 -4%
PAG
24
Private Advisor Group
New Jersey
$5.2M -$11.7K -71 -0.2%
Truist Financial
25
Truist Financial
North Carolina
$5.08M -$975K -5,903 -17%
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