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WhiteHorse Finance
WHF

48 hedge funds and large institutions have $38.4M invested in WhiteHorse Finance in 2021 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 12

1.6% less ownership

Funds ownership: 14.06% → 12.47% (-1.6%)

6% less funds holding

Funds holding: 51 → 48 (-3)

12% less capital invested

Capital invested by funds: $43.8M → $38.4M (-$5.48M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
26
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$552K
2
SIS
Sound Income Strategies
Florida
+$541K
3
Two Sigma Investments
Two Sigma Investments
New York
+$539K
4
DCM
Dimension Capital Management
Florida
+$536K
5
Bank of America
Bank of America
North Carolina
+$507K

Top Sellers

Rank Fund Capital Flow
1
AM
Ares Management
California
-$6.94M
2
CRC
Curi RMB Capital
Illinois
-$529K
3
California Public Employees Retirement System
California Public Employees Retirement System
California
-$495K
4
Axa
Axa
France
-$462K
5
GCM
Gables Capital Management
Florida
-$229K
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$311K +$25K +1,610 +8%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$277K +$23.7K +1,526 +9%
Citadel Advisors
28
Citadel Advisors
Florida
$264K -$197K -12,669 -42%
Axa
29
Axa
France
$255K -$462K -29,700 -63%
Thrivent Financial for Lutherans
30
Thrivent Financial for Lutherans
Minnesota
$253K +$31.1K +2,000 +13%
Morgan Stanley
31
Morgan Stanley
New York
$251K -$51.6K -3,320 -16%
CA
32
Cetera Advisors
Colorado
$228K +$3.03K +195 +1%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$226K +$37.3K +2,403 +19%
Stifel Financial
34
Stifel Financial
Missouri
$224K +$65.3K +4,200 +39%
Truist Financial
35
Truist Financial
North Carolina
$211K +$948 +61 +0.4%
BTWM
36
Baker Tilly Wealth Management
Wisconsin
$164K – – –
PIA
37
Powell Investment Advisors
Florida
$159K – – –
Canada Life
38
Canada Life
Manitoba, Canada
$74K +$6.19K +398 +9%
IA
39
IFP Advisors
Florida
$63K -$93 -6 -0.1%
AWA
40
Arkadios Wealth Advisors
Georgia
$55K +$466 +30 +0.8%
Wells Fargo
41
Wells Fargo
California
$44K +$3.48K +224 +8%
WAM
42
Wolverine Asset Management
Illinois
$41K +$43.1K +2,772 New
HI
43
Harbour Investments
Wisconsin
$26K +$606 +39 +2%
Citigroup
44
Citigroup
New York
$19K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$13K +$8.36K +538 +159%
GI
46
Gradient Investments
Minnesota
$5K – – –
APA
47
American Portfolios Advisors
New York
$2.16K – – –
CRC
48
Curi RMB Capital
Illinois
– -$529K -34,900 Closed
California Public Employees Retirement System
49
California Public Employees Retirement System
California
– -$495K -32,600 Closed
AWM
50
AE Wealth Management
Kansas
– -$190K -12,500 Closed
1
2
3

WHF Hedge Fund Activity: Q2 2021 in Review

48 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q2 2021, worth a combined $38.4M — down 12% from $43.8M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of WHF and 5 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 26 added.

The largest buyer was Mackenzie Financial, adding an estimated $552K. The largest seller was Ares Management, cutting an estimated $6.94M.

  • 48 institutional investors held WhiteHorse Finance (WHF) as of Q2 2021, down from 51 in Q1 2021.
  • Funds reported $38.4M of WhiteHorse Finance stock for Q2 2021, down 12% quarter-over-quarter.
  • 5 funds opened new WhiteHorse Finance positions in Q2 2021 and 8 closed out, a net change of -3 holders.
  • The largest WhiteHorse Finance buyer in Q2 2021 was Mackenzie Financial, an estimated $552K added.
  • The largest WhiteHorse Finance seller in Q2 2021 was Ares Management, an estimated $6.94M sold.

Based on aggregated 13F filings for Q2 2021.