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WhiteHorse Finance
WHF

51 hedge funds and large institutions have $43.8M invested in WhiteHorse Finance in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

8% more capital invested

Capital invested by funds: $40.5M → $43.8M (+$3.29M)

6% more funds holding

Funds holding: 48 → 51 (+3)

0.48% less ownership

Funds ownership: 14.54% → 14.06% (-0.48%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
18
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$717K
2
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$443K
3
Citadel Advisors
Citadel Advisors
Florida
+$439K
4
UBS Group
UBS Group
Switzerland
+$363K
5
QC
Quadrature Capital
United Kingdom
+$274K

Top Sellers

Rank Fund Capital Flow
1
LSA
Lion Street Advisors
Texas
-$1.13M
2
IA
IFP Advisors
Florida
-$578K
3
VF
Virtu Financial
New York
-$387K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$283K
5
MC
Muzinich & Co
New York
-$282K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$259K +$7.81K +540 +3%
CA
27
Cetera Advisors
Colorado
$229K +$219K +15,125 New
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$228K -$119K -8,200 -35%
Truist Financial
29
Truist Financial
North Carolina
$214K +$738 +51 +0.4%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$204K +$347 +24 +0.2%
Marshall Wace
31
Marshall Wace
United Kingdom
$203K +$193K +13,352 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$194K +$1.27K +88 +0.7%
AWM
33
AE Wealth Management
Kansas
$190K – – –
Acadian Asset Management
34
Acadian Asset Management
Massachusetts
$182K -$88.4K -6,111 -34%
ECM
35
ExodusPoint Capital Management
New York
$173K +$165K +11,405 New
SFI
36
Susquehanna Fundamental Investments
Pennsylvania
$172K – – –
BTWM
37
Baker Tilly Wealth Management
Wisconsin
$167K – – –
Stifel Financial
38
Stifel Financial
Missouri
$164K +$156K +10,800 New
PIA
39
Powell Investment Advisors
Florida
$161K – – –
FIA
40
FNY Investment Advisers
New York
$91K +$87K +6,013 New
Canada Life
41
Canada Life
Manitoba, Canada
$69K -$30.1K -2,081 -31%
IA
42
IFP Advisors
Florida
$64K -$578K -39,935 -90%
AWA
43
Arkadios Wealth Advisors
Georgia
$56K +$477 +33 +0.9%
Wells Fargo
44
Wells Fargo
California
$42K +$1.1K +76 +3%
HI
45
Harbour Investments
Wisconsin
$26K +$24.5K +1,695 New
Citigroup
46
Citigroup
New York
$20K – – –
EP
47
Eudaimonia Partners
Tennessee
$8K +$7.23K +500 New
IAIM
48
International Assets Investment Management
Florida
$6K +$2.89K +200 +100%
GI
49
Gradient Investments
Minnesota
$5K – – –
TRCT
50
Tower Research Capital (TRC)
New York
$5K +$2.05K +142 +72%
1
2
3

WHF Hedge Fund Activity: Q1 2021 in Review

51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q1 2021, worth a combined $43.8M — up 8.1% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new WHF positions and 7 closed out — a net gain of 3 holders — while 18 added to existing stakes and 15 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $717K. The largest seller was Lion Street Advisors, exiting entirely with an estimated $1.13M sold.

  • 51 institutional investors held WhiteHorse Finance (WHF) as of Q1 2021, up from 48 in Q4 2020.
  • Funds reported $43.8M of WhiteHorse Finance stock for Q1 2021, up 8.1% quarter-over-quarter.
  • 10 funds opened new WhiteHorse Finance positions in Q1 2021 and 7 closed out, a net change of +3 holders.
  • The largest WhiteHorse Finance buyer in Q1 2021 was Sound Income Strategies, an estimated $717K added.
  • The largest WhiteHorse Finance seller in Q1 2021 was Lion Street Advisors, an estimated $1.13M sold.

Based on aggregated 13F filings for Q1 2021.