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WhiteHorse Finance
WHF

45 hedge funds and large institutions have $45.2M invested in WhiteHorse Finance in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

0.61% less ownership

Funds ownership: 16.42% → 15.81% (-0.61%)

1% less capital invested

Capital invested by funds: $45.7M → $45.2M (-$490K)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 46 → 45 (-1)

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
17
Reduced
11
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
VEA
Virtus ETF Advisers
New York
+$1.07M
2
UBS Group
UBS Group
Switzerland
+$679K
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$505K
4
SEI Investments
SEI Investments
Pennsylvania
+$368K
5
BlackRock
BlackRock
New York
+$275K

Top Sellers

Rank Fund Capital Flow
1
Marshall Wace
Marshall Wace
United Kingdom
-$1.35M
2
OAM
Oxford Asset Management
United Kingdom
-$998K
3
MWNA
Marshall Wace North America
New York
-$916K
4
AM
Ares Management
California
-$847K
5
Two Sigma Investments
Two Sigma Investments
New York
-$510K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
26
Sound Income Strategies
Florida
$228K +$155K +11,346 +227%
AG
27
Advisor Group
Arizona
$222K +$24.5K +1,795 +13%
EGA
28
Eagle Global Advisors
Texas
$210K +$25K +1,830 +14%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$209K -$134K -9,837 -40%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$175K +$172K +12,550 New
BTS
31
BB&T Securities
Virginia
$170K – – –
AWM
32
AE Wealth Management
Kansas
$153K +$150K +11,000 New
WAM
33
Wolverine Asset Management
Illinois
$146K +$61.6K +4,504 +75%
KPW
34
Kore Private Wealth
New York
$139K – – –
TC
35
Telemus Capital
Michigan
$139K – – –
APA
36
American Portfolios Advisors
New York
$122K +$95.7K +7,000 +400%
SMFS
37
Squar Milner Financial Services
California
$108K +$150K +11,000 New
Citigroup
38
Citigroup
New York
$25K – – –
Victory Capital Management
39
Victory Capital Management
Texas
$23K +$22.3K +1,628 New
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$18K – – –
1IA
41
1834 Investment Advisors
Wisconsin
$6K +$5.47K +400 New
QCIG
42
Quad-Cities Investment Group
Iowa
$5K – – –
TRCT
43
Tower Research Capital (TRC)
New York
$2K +$2.42K +177 New
KFS
44
Kelly Financial Services
Massachusetts
$1.39K +$1.37K +100 New
GT
45
Glenmede Trust
Pennsylvania
$22 +$22.1K +1,620 New
OAM
46
Oxford Asset Management
United Kingdom
– -$998K -72,601 Closed
MWNA
47
Marshall Wace North America
New York
– -$916K -66,594 Closed
Millennium Management
48
Millennium Management
New York
– -$507K -36,872 Closed
PAM
49
PVG Asset Management
Colorado
– -$178K -13,000 Closed
RA
50
Rational Advisors
New York
– -$179K -13,000 Closed
1
2
3

WHF Hedge Fund Activity: Q3 2019 in Review

45 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q3 2019, worth a combined $45.2M — down 1.1% from $45.7M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of WHF and 10 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 17 added.

The largest buyer was Virtus ETF Advisers, adding an estimated $1.07M. The largest seller was Marshall Wace, cutting an estimated $1.35M.

  • 45 institutional investors held WhiteHorse Finance (WHF) as of Q3 2019, down from 46 in Q2 2019.
  • Funds reported $45.2M of WhiteHorse Finance stock for Q3 2019, down 1.1% quarter-over-quarter.
  • 10 funds opened new WhiteHorse Finance positions in Q3 2019 and 11 closed out, a net change of -1 holder.
  • The largest WhiteHorse Finance buyer in Q3 2019 was Virtus ETF Advisers, an estimated $1.07M added.
  • The largest WhiteHorse Finance seller in Q3 2019 was Marshall Wace, an estimated $1.35M sold.

Based on aggregated 13F filings for Q3 2019.