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WhiteHorse Finance
WHF

35 hedge funds and large institutions have $36.3M invested in WhiteHorse Finance in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

7% more capital invested

Capital invested by funds: $33.9M → $36.3M (+$2.44M)

5% less funds holding

Funds holding: 37 → 35 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$1.94M
2
U
UBS
Switzerland
+$398K
3
Two Sigma Investments
Two Sigma Investments
New York
+$365K
4
B
Barings
North Carolina
+$323K
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$216K

Top Sellers

Rank Fund Capital Flow
1
Deutsche Bank
Deutsche Bank
Germany
-$437K
2
HA
Heartland Advisors
Wisconsin
-$345K
3
GCP
GSA Capital Partners
United Kingdom
-$175K
4
NI
Numeric Investors
Massachusetts
-$168K
5
BIT
BlackRock Institutional Trust
California
-$83.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
BlackRock Advisors
Delaware
$49K +$1.5K +99 +3%
PAM
27
Panagora Asset Management
Massachusetts
$31K – – –
TRCT
28
Tower Research Capital (TRC)
New York
$22K +$8.79K +582 +69%
WRM
29
Westport Resources Management
Connecticut
$11K – – –
Ameriprise
30
Ameriprise
Minnesota
$8K -$1.36K -90 -14%
AllianceBernstein
31
AllianceBernstein
Tennessee
$3K -$4.53K -300 -60%
DA
32
Denali Advisors
California
$3K +$3.02K +200 New
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$2.66K +$2.66K +176 New
Barclays
34
Barclays
United Kingdom
$2K -$14.4K -954 -86%
HA
35
Heartland Advisors
Wisconsin
– -$345K -22,935 Closed
GCP
36
GSA Capital Partners
United Kingdom
– -$175K -11,600 Closed
SO
37
STRS Ohio
Ohio
– -$51K -3,351 Closed
RFC
38
Russell Frank Company
Washington
– -$30K -1,995 Closed
Bank of America
39
Bank of America
North Carolina
– -$14K -950 Closed
California Public Employees Retirement System
40
California Public Employees Retirement System
California
– -$3K -200 Closed
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
– -$2K -152 Closed
Wells Fargo
42
Wells Fargo
California
– +$15 +1 New
1
2

WHF Hedge Fund Activity: Q4 2013 in Review

35 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2013, worth a combined $36.3M — up 7.2% from $33.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of WHF and 6 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 14 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.94M. The largest seller was Deutsche Bank, cutting an estimated $437K.

  • 35 institutional investors held WhiteHorse Finance (WHF) as of Q4 2013, down from 37 in Q3 2013.
  • Funds reported $36.3M of WhiteHorse Finance stock for Q4 2013, up 7.2% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q4 2013 and 7 closed out, a net change of -1 holder.
  • The largest WhiteHorse Finance buyer in Q4 2013 was Advisors Asset Management, an estimated $1.94M added.
  • The largest WhiteHorse Finance seller in Q4 2013 was Deutsche Bank, an estimated $437K sold.

Based on aggregated 13F filings for Q4 2013.