Barings’s WhiteHorse Finance WHF Stock Holding History

Barings’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-12,300	Closed	-$156K	–	967
2015 Q2	$156K	Hold	12,300	–	–	﹤0.01%	938
2015 Q1	$153K	Sell	12,300 -1,700	-12%	-$20.6K	﹤0.01%	934
2014 Q4	$162K	Hold	14,000	–	–	﹤0.01%	904
2014 Q3	$186K	Sell	14,000 -4,800	-26%	-$68K	﹤0.01%	919
2014 Q2	$269K	Sell	18,800 -2,600	-12%	-$35.8K	0.01%	863
2014 Q1	$301K	Hold	21,400	–	–	0.01%	793
2013 Q4	$323K	Buy	+21,400	New	+$323K	0.01%	730

Other funds holding WHF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Barings's WHF Position: Q3 2015 in Review

Barings sold out of WhiteHorse Finance (WHF) in Q3 2015, closing a stake of 12,300 shares — an estimated $156K sold.

Barings first reported a position in WHF in Q4 2013 and held it in 7 quarters. The position peaked at $323K in Q4 2013. 29 funds tracked by Wall St. Rank hold WHF as of Q3 2015.

Barings reported no remaining WhiteHorse Finance position as of Q3 2015 after selling out during the quarter.
Barings sold 12,300 WhiteHorse Finance shares in Q3 2015, an estimated $156K.
Barings first reported a position in WhiteHorse Finance in Q4 2013 and held it in 7 quarters.
Barings's WhiteHorse Finance position peaked at $323K in Q4 2013.
29 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q3 2015.

Based on Barings's 13F filing for Q3 2015, filed 2 Nov 2015.