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First Trust Smith Unconstrained Bond ETF
UCON

Name Holding Trade Value Shares
Change 		Change in
Stake
BNP Paribas Financial Markets
276
BNP Paribas Financial Markets
France
$644 -$1.58K -63 -71%
RG
277
RHL Group
Michigan
$581 -$4.92K -196 -89%
Cerity Partners
278
Cerity Partners
New York
– -$9.46M -375,796 Closed
AWM
279
Axxcess Wealth Management
California
– -$8.87M -352,225 Closed
RWA
280
Redhawk Wealth Advisors
Minnesota
– -$4.82M -191,444 Closed
EFS
281
Econ Financial Services
Pennsylvania
– -$4.4M -174,973 Closed
IWM
282
Iams Wealth Management
Nebraska
– -$1.25M -49,520 Closed
DAS
283
Diversify Advisory Services
Utah
– -$1.21M -48,080 Closed
FFA
284
Fi3 Financial Advisors
Indiana
– -$1.03M -40,762 Closed
WWA
285
WCG Wealth Advisors
Nevada
– -$353K -14,029 Closed
FFN
286
Focus Financial Network
Minnesota
– -$339K -13,486 Closed
TA
287
TFB Advisors
Kansas
– -$334K -13,266 Closed
HP
288
Holistic Planning
Texas
– -$318K -12,651 Closed
VC
289
Veracity Capital
Georgia
– -$282K -11,197 Closed
TI
290
tru Independence
Oregon
– -$280K -11,111 Closed
GWM
291
GK Wealth Management
Nevada
– -$274K -10,867 Closed
RIA
292
Regal Investment Advisors
Michigan
– -$253K -10,036 Closed
FIA
293
Foundations Investment Advisors
Arizona
– -$225K -8,940 Closed
PC
294
Payne Capital
Oregon
– -$225K -8,925 Closed
NWMG
295
National Wealth Management Group
Ohio
– -$222K -8,805 Closed
AWC
296
Adamsbrown Wealth Consultants
Kansas
– -$209K -8,292 Closed
MA
297
MONECO Advisors
Connecticut
– -$208K -8,247 Closed
CFB
298
Cullen/Frost Bankers
Texas
– -$113K -4,499 Closed
Qube Research & Technologies (QRT)
299
Qube Research & Technologies (QRT)
United Kingdom
– -$66.4K -2,637 Closed
CCM
300
Chilton Capital Management
Texas
– -$45.2K -1,795 Closed
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