Fi3 Financial Advisors’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Fi3 Financial Advisors’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-40,762	Closed	-$1.03M	–	239
2025 Q4	$1.03M	Buy	+40,762	New	+$1.03M	0.31%	36
2024 Q1	–	Sell	-27,984	Closed	-$692K	–	92
2023 Q4	$692K	Buy	+27,984	New	+$674K	0.33%	32
2023 Q2	–	Sell	-148,986	Closed	-$3.61M	–	81
2023 Q1	$3.61M	Sell	148,986 -48,491	-25%	-$1.18M	1.92%	13
2022 Q4	$4.76M	Buy	+197,477	New	+$4.74M	2.72%	11
2022 Q3	–	Sell	-97,766	Closed	-$2.39M	–	53
2022 Q2	$2.39M	Buy	+97,766	New	+$2.44M	1.98%	11

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Fi3 Financial Advisors's UCON Position: Q1 2026 in Review

Fi3 Financial Advisors sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q1 2026, closing a stake of 40,762 shares — an estimated $1.03M sold.

Fi3 Financial Advisors first reported a position in UCON in Q2 2022 and held it in 5 quarters. The position peaked at $4.76M in Q4 2022. 276 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

Fi3 Financial Advisors reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q1 2026 after selling out during the quarter.
Fi3 Financial Advisors sold 40,762 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $1.03M.
Fi3 Financial Advisors first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2022 and held it in 5 quarters.
Fi3 Financial Advisors's First Trust Smith Unconstrained Bond ETF position peaked at $4.76M in Q4 2022.
276 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Fi3 Financial Advisors's 13F filing for Q1 2026, filed 7 May 2026.