Cerity Partners
UCON icon

Cerity Partners’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Cerity Partners’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-375,796
Closed -$9.46M – 3402
2025
Q4 		$9.46M Sell
375,796
-13,304
-3% -$335K 0.01% 664
2025
Q3 		$9.8M Sell
389,100
-73,416
-16% -$1.83M 0.02% 590
2025
Q2 		$11.5M Sell
462,516
-17,984
-4% -$444K 0.02% 490
2025
Q1 		$11.9M Buy
480,500
+4,906
+1% +$121K 0.02% 448
2024
Q4 		$11.7M Buy
+475,594
New +$11.8M 0.03% 438
2023
Q3 		– Sell
-13,540
Closed -$327K – 1703
2023
Q2 		$327K Buy
+13,540
New +$330K ﹤0.01% 1358

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cerity Partners's UCON Position: Q1 2026 in Review

Cerity Partners sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q1 2026, closing a stake of 375,796 shares — an estimated $9.46M sold.

Cerity Partners first reported a position in UCON in Q2 2023 and held it in 6 quarters. The position peaked at $11.9M in Q1 2025. 275 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

  • Cerity Partners reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q1 2026 after selling out during the quarter.
  • Cerity Partners sold 375,796 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $9.46M.
  • Cerity Partners first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2023 and held it in 6 quarters.
  • Cerity Partners's First Trust Smith Unconstrained Bond ETF position peaked at $11.9M in Q1 2025.
  • 275 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Cerity Partners's 13F filing for Q1 2026, filed 15 May 2026.