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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

32 hedge funds and large institutions have $150M invested in First Trust Smith Unconstrained Bond ETF in 2019 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+10
Holders Change %
+45.45%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
13
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$16.4M
2
Stifel Financial
Stifel Financial
Missouri
+$6.06M
3
WA
WESPAC Advisors
California
+$2.6M
4
Jane Street
Jane Street
New York
+$2.38M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$2.38M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$3.13M
2
GIA
Gladstone Institutional Advisory
Florida
-$2.62M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$999K
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$238K
5
CA
Cetera Advisors
Colorado
-$221K
Name Holding Trade Value Shares
Change 		Shares
Change %
FTUS
26
Flow Traders U.S.
New York
$256K +$256K +9,962 New
TSS
27
Two Sigma Securities
New York
$223K +$223K +8,653 New
BCI
28
Brinker Capital Investments
Pennsylvania
$160K +$160K +6,216 New
GWM
29
Geneos Wealth Management
Colorado
$151K +$151K +5,900 New
CWA
30
Clarus Wealth Advisors
Arizona
$8K +$8K +319 New
Morgan Stanley
31
Morgan Stanley
New York
$6K +$6K +214 New
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
– -$238K -9,344 Closed
CA
33
Cetera Advisors
Colorado
– -$221K -8,671 Closed
MML Investors Services
34
MML Investors Services
Massachusetts
– -$203K -8,010 Closed
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