State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
88 hedge funds and large institutions have $153M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2019 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 32 increasing their positions, 16 reducing their positions, and 6 closing their positions.
300% more first-time investments, than exits
New positions opened: 24 | Existing positions closed: 6
100% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 16
36% more capital invested
Capital invested by funds: $112M → $153M (+$40.8M)
24% more funds holding
Funds holding: 71 → 88 (+17)
9.23% more ownership
Funds ownership: 42.86% → 52.09% (+9.2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JFA
Johanson Financial Advisors
Campbell,
California
|
+$17.3M |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$10M |
| 3 |
AI
Atria Investments
Charlotte,
North Carolina
|
+$1.99M |
| 4 |
LPL Financial
San Diego,
California
|
+$1.55M |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$1.53M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Axa
Paris,
France
|
-$1.84M |
| 2 |
PFG
Pacific Financial Group
Bellevue,
Washington
|
-$1.55M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$1.12M |
| 4 |
Jane Street
New York
|
-$1.09M |
| 5 |
Morgan Stanley
New York
|
-$1.03M |
SMLV Hedge Fund Activity: Q4 2019 in Review
88 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2019, worth a combined $153M — up 36% from $112M a quarter earlier.
Buyers outnumbered sellers: 24 funds opened new SMLV positions and 6 closed out — a net gain of 18 holders — while 32 added to existing stakes and 16 trimmed.
The largest buyer was Johanson Financial Advisors, opening a new position worth an estimated $17.3M. The largest seller was Axa, exiting entirely with an estimated $1.84M sold.
- 88 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2019, up from 71 in Q3 2019.
- Funds reported $153M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2019, up 36% quarter-over-quarter.
- 24 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2019 and 6 closed out, a net change of +18 holders.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2019 was Johanson Financial Advisors, an estimated $17.3M added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2019 was Axa, an estimated $1.84M sold.
Based on aggregated 13F filings for Q4 2019.