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State Street SPDR US Small Cap Low Volatility Index ETF

71 hedge funds and large institutions have $112M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

16% more capital invested

Capital invested by funds: $96.3M → $112M (+$15.9M)

8% more funds holding

Funds holding: 6671 (+5)

0.85% more ownership

Funds ownership: 42.01%42.86% (+0.85%)

Holders
71
Holders Change
+5
Holders Change %
+7.58%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
17
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
51
First Allied Advisory Services
California
$48K +$46.8K +500 New
Wells Fargo
52
Wells Fargo
California
$44K +$17K +181 +64%
NFG
53
Next Financial Group
Texas
$36K +$20.2K +216 +131%
BWL
54
Bogart Wealth LLC
Virginia
$32K +$20.6K +220 +196%
William Blair & Company
55
William Blair & Company
Illinois
$21K
WP
56
WealthShield Partners
North Carolina
$21K +$21.1K +225 New
WAP
57
Wealthcare Advisory Partners
Pennsylvania
$15K
ADL
58
Asset Dedication LLC
California
$13K
JPLA
59
Joseph P. Lucia & Associates
New York
$12K
SIM
60
Sonora Investment Management
Arizona
$11K +$11.2K +120 New
TFS
61
TrustCore Financial Services
Tennessee
$10K
Royal Bank of Canada
62
Royal Bank of Canada
Ontario, Canada
$10K +$1.87K +20 +25%
GWM
63
Geneos Wealth Management
Colorado
$9K
IA
64
IFP Advisors
Florida
$8K +$8.24K +88 New
LFG
65
LifePlan Financial Group
Ohio
$6K
PFSC
66
Peoples Financial Services Corp
Pennsylvania
$6K
AIP
67
Ameritas Investment Partners
Nebraska
$3K
JWA
68
JFS Wealth Advisors
Pennsylvania
$3K +$2.81K +30 New
BlackRock
69
BlackRock
New York
$2K
CFD
70
Creative Financial Designs
Indiana
$2K +$2.25K +24 New
AIC
71
Ameritas Investment Company
Nebraska
$1K +$1.41K +15 New
TFS
72
Thoroughbred Financial Services
Tennessee
-$795K -7,533 Closed
BBA
73
Braun-Bostich & Associates
Pennsylvania
-$280K -3,006 Closed
HighTower Advisors
74
HighTower Advisors
Illinois
-$235K -2,527 Closed
RCG
75
Ruggie Capital Group
Florida
-$192K -2,064 Closed

SMLV Hedge Fund Activity: Q3 2019 in Review

71 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q3 2019, worth a combined $112M — up 16% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SMLV positions and 12 closed out — a net gain of 5 holders — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Citigroup, adding an estimated $4.41M. The largest seller was Ameriprise, cutting an estimated $1.52M.

  • 71 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q3 2019, up from 66 in Q2 2019.
  • Funds reported $112M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q3 2019, up 16% quarter-over-quarter.
  • 17 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q3 2019 and 12 closed out, a net change of +5 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q3 2019 was Citigroup, an estimated $4.41M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q3 2019 was Ameriprise, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2019.