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Sumitomo Mitsui Financial
SMFG

197 hedge funds and large institutions have $1.16B invested in Sumitomo Mitsui Financial in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 73 increasing their positions, 55 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 25

33% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 55

4% more funds holding

Funds holding: 189 → 197 (+8)

0.08% less ownership

Funds ownership: 10.91% → 10.83% (-0.08%)

2% less capital invested

Capital invested by funds: $1.18B → $1.16B (-$19M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

98% less call options, than puts

Call options by funds: $138K | Put options by funds: $7.52M

Holders
197
Holders Change
+8
Holders Change %
+4.23%
% of All Funds
5.17%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
35
Increased
73
Reduced
55
Closed
25
Calls
$138K
Puts
$7.52M
Net Calls
-$7.38M
Net Calls Change
+$35K

Top Buyers

Rank Fund Capital Flow
1
CI
Cambiar Investors
Colorado
+$24.8M
2
Northern Trust
Northern Trust
Illinois
+$5.55M
3
FGP
Foyston, Gordon, & Payne
Ontario, Canada
+$3.48M
4
Two Sigma Investments
Two Sigma Investments
New York
+$2.12M
5
William Blair Investment Management
William Blair Investment Management
Illinois
+$1.74M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$16.7M
2
NMC
Nine Masts Capital
Hong Kong
-$8.93M
3
MCM
Moore Capital Management
New York
-$6.46M
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$5.47M
5
OH
Orbis Holdings
Bermuda
-$4.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
DWT
101
Dorsey & Whitney Trust
South Dakota
$285K -$46.4K -5,892 -14%
EAM
102
Eagle Asset Management
Florida
$276K – – –
Lord, Abbett & Co
103
Lord, Abbett & Co
New Jersey
$260K -$47.2K -5,998 -15%
JIC
104
Johnson Investment Counsel
Ohio
$256K +$2.85K +362 +1%
FB
105
Fulton Bank
Pennsylvania
$255K +$4.2K +533 +2%
TD Asset Management
106
TD Asset Management
Ontario, Canada
$237K -$3.05K -388 -1%
B
107
BancorpSouth
Mississippi
$226K – – –
HPCM
108
High Pointe Capital Management
Illinois
$220K – – –
PAM
109
Princeton Alpha Management
New Jersey
$213K +$220K +28,001 New
CS
110
Credit Suisse
Switzerland
$212K +$219K +27,831 New
CCA
111
Checchi Capital Advisers
California
$198K +$51.4K +6,534 +34%
SGAM
112
Smith Group Asset Management
Texas
$195K – – –
LTFS
113
Ladenburg Thalmann Financial Services
Florida
$169K +$5.41K +687 +3%
O
114
OppenheimerFunds
New York
$169K +$176K +22,322 New
ARTA
115
A.R.T. Advisors
New York
$161K +$168K +21,302 New
MCM
116
McKinley Capital Management
Alaska
$158K – – –
PVWM
117
Point View Wealth Management
New Jersey
$157K – – –
State Street
118
State Street
Massachusetts
$154K – – –
Nomura Asset Management
119
Nomura Asset Management
Japan
$144K +$150K +19,034 New
ZDA
120
Zweig-DiMenna Associates
New York
$142K -$85K -10,800 -37%
HIMCH
121
Hartford Investment Management Co (HIMCO)
Connecticut
$141K – – –
PIC
122
Portland Investment Counsel
Ontario, Canada
$137K – – –
Two Sigma Advisers
123
Two Sigma Advisers
New York
$136K +$141K +17,899 New
DTL
124
Dynamic Technology Lab
Singapore
$133K +$138K +17,499 New
Pacer Advisors
125
Pacer Advisors
Pennsylvania
$132K -$16.2K -2,058 -11%
3 4
5
6 7

SMFG Hedge Fund Activity: Q4 2015 in Review

197 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2015, worth a combined $1.16B — down 1.6% from $1.18B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SMFG positions and 25 closed out — a net gain of 10 holders — while 73 added to existing stakes and 55 trimmed.

The largest buyer was Cambiar Investors, adding an estimated $24.8M. The largest seller was Morgan Stanley, cutting an estimated $16.7M.

  • 197 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2015, up from 189 in Q3 2015.
  • Funds reported $1.16B of Sumitomo Mitsui Financial stock for Q4 2015, down 1.6% quarter-over-quarter.
  • 35 funds opened new Sumitomo Mitsui Financial positions in Q4 2015 and 25 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2015 was Cambiar Investors, an estimated $24.8M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2015 was Morgan Stanley, an estimated $16.7M sold.

Based on aggregated 13F filings for Q4 2015.