A.R.T. Advisors’s Sumitomo Mitsui Financial SMFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-116,200	Closed	-$756K	–	1587
2018 Q4	$756K	Buy	+116,200	New	+$867K	0.05%	541
2018 Q2	–	Sell	-15,700	Closed	-$133K	–	1723
2018 Q1	$133K	Buy	+15,700	New	+$140K	0.01%	1331
2016 Q2	–	Sell	-195,502	Closed	-$1.17M	–	1611
2016 Q1	$1.17M	Buy	195,502 +174,200	+818%	+$1.09M	0.05%	522
2015 Q4	$161K	Buy	+21,302	New	+$168K	0.01%	1269
2015 Q2	–	Sell	-51,731	Closed	-$400K	–	1697
2015 Q1	$400K	Sell	51,731 -23,100	-31%	-$173K	0.01%	1000
2014 Q4	$544K	Buy	74,831 +4,100	+6%	+$31.1K	0.02%	900
2014 Q3	$579K	Buy	70,731 +1,730	+3%	+$14.2K	0.03%	696
2014 Q2	$584K	Buy	+69,001	New	+$568K	0.03%	709