A.R.T. Advisors’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

A.R.T. Advisors’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-116,200	Closed	-$756K	–	1587
2018 Q4	$756K	Buy	+116,200	New	+$867K	0.05%	541
2018 Q2	–	Sell	-15,700	Closed	-$133K	–	1723
2018 Q1	$133K	Buy	+15,700	New	+$140K	0.01%	1331
2016 Q2	–	Sell	-195,502	Closed	-$1.17M	–	1611
2016 Q1	$1.17M	Buy	195,502 +174,200	+818%	+$1.09M	0.05%	522
2015 Q4	$161K	Buy	+21,302	New	+$168K	0.01%	1269
2015 Q2	–	Sell	-51,731	Closed	-$400K	–	1697
2015 Q1	$400K	Sell	51,731 -23,100	-31%	-$173K	0.01%	1000
2014 Q4	$544K	Buy	74,831 +4,100	+6%	+$31.1K	0.02%	900
2014 Q3	$579K	Buy	70,731 +1,730	+3%	+$14.2K	0.03%	696
2014 Q2	$584K	Buy	+69,001	New	+$568K	0.03%	709

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

A.R.T. Advisors's SMFG Position: Q1 2019 in Review

A.R.T. Advisors sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2019, closing a stake of 116,200 shares — an estimated $756K sold.

A.R.T. Advisors first reported a position in SMFG in Q2 2014 and held it in 8 quarters. The position peaked at $1.17M in Q1 2016. 254 funds tracked by Wall St. Rank hold SMFG as of Q1 2019.

A.R.T. Advisors reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q1 2019 after selling out during the quarter.
A.R.T. Advisors sold 116,200 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q1 2019, an estimated $756K.
A.R.T. Advisors first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2014 and held it in 8 quarters.
A.R.T. Advisors's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $1.17M in Q1 2016.
254 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2019.

Based on A.R.T. Advisors's 13F filing for Q1 2019, filed 15 May 2019.