Princeton Alpha Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Princeton Alpha Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-28,001	Closed	-$213K	–	903
2015 Q4	$213K	Buy	+28,001	New	+$220K	0.04%	613
2015 Q3	–	Sell	-51,373	Closed	-$457K	–	887
2015 Q2	$457K	Sell	51,373 -5,893	-10%	-$51.2K	0.09%	329
2015 Q1	$443K	Sell	57,266 -46,126	-45%	-$345K	0.1%	297
2014 Q4	$753K	Buy	+103,392	New	+$785K	0.21%	116

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $995M AUM 22.79% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Princeton Alpha Management's SMFG Position: Q1 2016 in Review

Princeton Alpha Management sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2016, closing a stake of 28,001 shares — an estimated $213K sold.

Princeton Alpha Management first reported a position in SMFG in Q4 2014 and held it in 4 quarters. The position peaked at $753K in Q4 2014. 178 funds tracked by Wall St. Rank hold SMFG as of Q1 2016.

Princeton Alpha Management reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q1 2016 after selling out during the quarter.
Princeton Alpha Management sold 28,001 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q1 2016, an estimated $213K.
Princeton Alpha Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q4 2014 and held it in 4 quarters.
Princeton Alpha Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $753K in Q4 2014.
178 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2016.

Based on Princeton Alpha Management's 13F filing for Q1 2016, filed 5 May 2016.