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Sumitomo Mitsui Financial

162 hedge funds and large institutions have $1.08B invested in Sumitomo Mitsui Financial in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 69 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

73% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 40

41% more call options, than puts

Call options by funds: $11.1M | Put options by funds: $7.85M

7% more funds holding

Funds holding: 152162 (+10)

6% more capital invested

Capital invested by funds: $1.02B → $1.08B (+$61.3M)

0.81% more ownership

Funds ownership: 8.5%9.3% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
162
Holders Change
+10
Holders Change %
+6.58%
% of All Funds
4.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
69
Reduced
40
Closed
11
Calls
$11.1M
Puts
$7.85M
Net Calls
+$3.23M
Net Calls Change
+$48B
Name Holding Trade Value Shares
Change
Change in
Stake
Fisher Asset Management
101
Fisher Asset Management
Washington
$200K -$12.7K -1,550 -6%
NA
102
Navellier & Associates
Nevada
$198K -$26.2K -3,198 -12%
PP
103
PDT Partners
New York
$198K +$198K +24,200 New
JIC
104
Johnson Investment Counsel
Ohio
$197K
LTFS
105
Ladenburg Thalmann Financial Services
Florida
$195K -$79K -9,633 -29%
AIM
106
abrdn Investment Management
United Kingdom
$193K +$23K +2,800 +13%
CBN
107
Cadence Bank NA
Texas
$184K -$738 -90 -0.4%
MCM
108
McKinley Capital Management
Alaska
$181K
PVWM
109
Point View Wealth Management
New Jersey
$169K
MCM
110
Manchester Capital Management
Vermont
$166K +$36.4K +4,442 +28%
State Street
111
State Street
Massachusetts
$164K
BFA
112
BlackRock Fund Advisors
California
$157K -$11.2K -1,371 -7%
RJT
113
Raymond James Trust
Florida
$156K +$20.2K +2,464 +15%
First Trust Advisors
114
First Trust Advisors
Illinois
$149K +$7.13K +870 +5%
SGAM
115
Steinberg Global Asset Management
Florida
$148K -$8.69K -1,060 -6%
PIC
116
Portland Investment Counsel
Ontario, Canada
$148K
Stifel Financial
117
Stifel Financial
Missouri
$146K +$146K +17,823 New
OA
118
OFI Advisors
Pennsylvania
$144K +$4.9K +598 +4%
OC
119
Oppenheimer & Co
New York
$142K
1GA
120
1st Global Advisors
Texas
$130K -$18.2K -2,218 -12%
CIP
121
Convergence Investment Partners
Florida
$130K +$24.2K +2,954 +23%
GT
122
Glenmede Trust
Pennsylvania
$117K +$103K +12,526 +668%
Bank of Montreal
123
Bank of Montreal
Ontario, Canada
$116K -$4.77K -582 -4%
William Blair & Company
124
William Blair & Company
Illinois
$113K
ASN
125
Advisory Services Network
Georgia
$113K +$15K +1,825 +15%

SMFG Hedge Fund Activity: Q3 2014 in Review

162 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2014, worth a combined $1.08B — up 6% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMFG positions and 11 closed out — a net gain of 10 holders — while 69 added to existing stakes and 40 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $26.2M. The largest seller was Neuberger Berman Group, cutting an estimated $18.8M.

  • 162 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2014, up from 152 in Q2 2014.
  • Funds reported $1.08B of Sumitomo Mitsui Financial stock for Q3 2014, up 6% quarter-over-quarter.
  • 21 funds opened new Sumitomo Mitsui Financial positions in Q3 2014 and 11 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2014 was Managed Account Advisors, an estimated $26.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2014 was Neuberger Berman Group, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2014.