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Oppenheimer & Co’s Sumitomo Mitsui Financial SMFG Stock Holding History

Oppenheimer & Co’s Portfolio SMFG Stock Details SMFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-22,423
Closed -$171K – 1359
2015
Q3 		$171K Hold
22,423
– – 0.01% 1198
2015
Q2 		$199K Hold
22,423
– – 0.01% 1307
2015
Q1 		$174K Buy
22,423
+5,111
+30% +$38.2K ﹤0.01% 1343
2014
Q4 		$126K Hold
17,312
– – ﹤0.01% 1309
2014
Q3 		$142K Hold
17,312
– – ﹤0.01% 1312
2014
Q2 		$147K Hold
17,312
– – ﹤0.01% 1307
2014
Q1 		$150K Hold
17,312
– – ﹤0.01% 1291
2013
Q4 		$182K Hold
17,312
– – 0.01% 1236
2013
Q3 		$168K Sell
17,312
-530
-3% -$5.03K 0.01% 1186
2013
Q2 		$165K Buy
+17,842
New +$159K 0.01% 1144

Other funds holding SMFG

Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
CI
Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
AG
Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Oppenheimer & Co's SMFG Position: Q4 2015 in Review

Oppenheimer & Co sold out of Sumitomo Mitsui Financial (SMFG) in Q4 2015, closing a stake of 22,423 shares — an estimated $171K sold.

Oppenheimer & Co first reported a position in SMFG in Q2 2013 and held it in 10 quarters. The position peaked at $199K in Q2 2015. 198 funds tracked by Wall St. Rank hold SMFG as of Q4 2015.

  • Oppenheimer & Co reported no remaining Sumitomo Mitsui Financial position as of Q4 2015 after selling out during the quarter.
  • Oppenheimer & Co sold 22,423 Sumitomo Mitsui Financial shares in Q4 2015, an estimated $171K.
  • Oppenheimer & Co first reported a position in Sumitomo Mitsui Financial in Q2 2013 and held it in 10 quarters.
  • Oppenheimer & Co's Sumitomo Mitsui Financial position peaked at $199K in Q2 2015.
  • 198 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q4 2015.

Based on Oppenheimer & Co's 13F filing for Q4 2015, filed 3 Feb 2016.