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Sumitomo Mitsui Financial

162 hedge funds and large institutions have $1.08B invested in Sumitomo Mitsui Financial in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 69 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

73% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 40

41% more call options, than puts

Call options by funds: $11.1M | Put options by funds: $7.85M

7% more funds holding

Funds holding: 152162 (+10)

6% more capital invested

Capital invested by funds: $1.02B → $1.08B (+$61.3M)

0.81% more ownership

Funds ownership: 8.5%9.3% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
162
Holders Change
+10
Holders Change %
+6.58%
% of All Funds
4.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
69
Reduced
40
Closed
11
Calls
$11.1M
Puts
$7.85M
Net Calls
+$3.23M
Net Calls Change
+$48B
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$1.61M +$278K +33,872 +21%
FIM
52
Freedom Investment Management
Connecticut
$1.59M +$783K +95,520 +97%
BUB
53
BBVA USA Bancshares
Texas
$1.25M +$284K +34,687 +29%
UBS AM
54
UBS AM
Illinois
$1.19M -$5.6K -683 -0.5%
SB
55
Suntrust Banks
Georgia
$1.11M -$116K -14,132 -9%
Dimensional Fund Advisors
56
Dimensional Fund Advisors
Texas
$1.08M
RBC
57
Ronald Blue & Co
Georgia
$1.05M +$106K +12,973 +11%
Citigroup
58
Citigroup
New York
$1M +$145K +17,742 +17%
EVM
59
Eaton Vance Management
Massachusetts
$942K -$25.9K -3,162 -3%
Millennium Management
60
Millennium Management
New York
$919K -$2.54M -309,939 -73%
RhumbLine Advisers
61
RhumbLine Advisers
Massachusetts
$860K
CS
62
Credit Suisse
Switzerland
$843K +$680K +82,997 +419%
IB
63
Intrust Bank
Kansas
$825K +$170K +20,721 +26%
COI
64
Connable Office Inc
Michigan
$816K +$63.2K +7,712 +8%
AT
65
Arden Trust
Delaware
$759K -$25.5K -3,115 -3%
AllianceBernstein
66
AllianceBernstein
Tennessee
$718K -$187K -22,866 -21%
Citadel Advisors
67
Citadel Advisors
Florida
$702K +$702K +85,607 New
USAA
68
United Services Automobile Association
Texas
$660K -$2.69K -328 -0.4%
HI
69
HBK Investments
Texas
$654K -$208K -25,328 -24%
LNWWM
70
Laird Norton Wetherby Wealth Management
California
$634K +$49.2K +5,995 +8%
U
71
UBS
Switzerland
$632K +$436K +53,166 +222%
Geode Capital Management
72
Geode Capital Management
Massachusetts
$590K +$82.7K +10,087 +16%
ARTA
73
A.R.T. Advisors
New York
$579K +$14.2K +1,730 +3%
FWCM
74
Ferguson Wellman Capital Management
Oregon
$573K -$108K -13,140 -16%
CPP
75
Crow Point Partners
Massachusetts
$566K +$184K +22,430 +48%

SMFG Hedge Fund Activity: Q3 2014 in Review

162 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2014, worth a combined $1.08B — up 6% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMFG positions and 11 closed out — a net gain of 10 holders — while 69 added to existing stakes and 40 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $26.2M. The largest seller was Neuberger Berman Group, cutting an estimated $18.8M.

  • 162 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2014, up from 152 in Q2 2014.
  • Funds reported $1.08B of Sumitomo Mitsui Financial stock for Q3 2014, up 6% quarter-over-quarter.
  • 21 funds opened new Sumitomo Mitsui Financial positions in Q3 2014 and 11 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2014 was Managed Account Advisors, an estimated $26.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2014 was Neuberger Berman Group, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2014.