UBS’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

UBS’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$632K	Buy	77,127 +53,166	+222%	+$436K	﹤0.01%	4040
2014 Q2	$203K	Sell	23,961 -6,476	-21%	-$53.3K	﹤0.01%	5136
2014 Q1	$263K	Sell	30,437 -29,692	-49%	-$278K	﹤0.01%	4896
2013 Q4	$631K	Buy	60,129 +12,169	+25%	+$121K	﹤0.01%	4066
2013 Q3	$467K	Sell	47,960 -43,526	-48%	-$413K	﹤0.01%	4218
2013 Q2	$844K	Buy	+91,486	New	+$817K	﹤0.01%	3527

Other funds holding SMFG

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS's SMFG Position: Q3 2014 in Review

UBS increased its Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) stake by 222% in Q3 2014, buying an estimated $436K and bringing the position to 77,127 shares worth $632K. The position accounts for ﹤0.01% of the portfolio, ranked #4040.

UBS first reported a position in SMFG in Q2 2013 and has held it in 6 quarters since. The position peaked at $844K in Q2 2013. 163 funds tracked by Wall St. Rank hold SMFG as of Q3 2014.

UBS held 77,127 shares of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) worth $632K as of Q3 2014.
UBS bought 53,166 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q3 2014, an estimated $436K.
Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4040 holding.
UBS first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and has held it in 6 quarters since.
UBS's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $844K in Q2 2013.
163 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.