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UBS’s Sumitomo Mitsui Financial SMFG Stock Holding History

UBS’s Portfolio SMFG Stock Details SMFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$632K Buy
77,127
+53,166
+222% +$436K ﹤0.01% 4040
2014
Q2 		$203K Sell
23,961
-6,476
-21% -$53.3K ﹤0.01% 5136
2014
Q1 		$263K Sell
30,437
-29,692
-49% -$278K ﹤0.01% 4896
2013
Q4 		$631K Buy
60,129
+12,169
+25% +$121K ﹤0.01% 4066
2013
Q3 		$467K Sell
47,960
-43,526
-48% -$413K ﹤0.01% 4218
2013
Q2 		$844K Buy
+91,486
New +$817K ﹤0.01% 3527

Other funds holding SMFG

Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
MAA
Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return
CI
Cambiar Investors Denver, Colorado $2.16B AUM 16.24% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS's SMFG Position: Q3 2014 in Review

UBS increased its Sumitomo Mitsui Financial (SMFG) stake by 222% in Q3 2014, buying an estimated $436K and bringing the position to 77,127 shares worth $632K. The position accounts for ﹤0.01% of the portfolio, ranked #4040.

UBS first reported a position in SMFG in Q2 2013 and has held it in 6 quarters since. The position peaked at $844K in Q2 2013. 163 funds tracked by Wall St. Rank hold SMFG as of Q3 2014.

  • UBS held 77,127 shares of Sumitomo Mitsui Financial worth $632K as of Q3 2014.
  • UBS bought 53,166 Sumitomo Mitsui Financial shares in Q3 2014, an estimated $436K.
  • Sumitomo Mitsui Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4040 holding.
  • UBS first reported a position in Sumitomo Mitsui Financial in Q2 2013 and has held it in 6 quarters since.
  • UBS's Sumitomo Mitsui Financial position peaked at $844K in Q2 2013.
  • 163 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.