SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $162M invested in Saba Capital Income & Opportunities Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 41 increasing their positions, 33 reducing their positions, and 9 closing their positions.

Holders
119
Holders Change
-6
Holders Change %
-4.8%
% of All Funds
3.46%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
3
Increased
41
Reduced
33
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$954K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.99M
3
Bank of America
3
Bank of America
North Carolina
$4M
4
RCM
4
Robinson Capital Management
Michigan
$350K
5
Invesco
5
Invesco
Georgia
$13.6M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$18M
2
EHC
2
Everett Harris & Co
California
$8.91M
3
U
3
UBS
Switzerland
$2.93M
4
Stifel Financial
4
Stifel Financial
Missouri
$612K
5
Goldman Sachs
5
Goldman Sachs
New York
$146K
Name Market Value Shares Shares
Change 		Shares
Change %
BRWA
76
B. Riley Wealth Advisors
Florida
$121K 15,212 -568 -4%
VFS
77
VSR Financial Services
Kansas
$112K 14,027 -400 -3%
KeyBank National Association
78
KeyBank National Association
Ohio
$103K 12,900 -2,308 -15%
BC
79
Bartlett & Co
Ohio
$99K 12,400 +3,500 +39%
WT
80
Whittier Trust
California
$96K 12,115 – –
NFG
81
Next Financial Group
Texas
$94K 11,843 +11,843 New
FPCG
82
Fort Pitt Capital Group
Pennsylvania
$79K 10,000 +9,990 +99,900%
LTFS
83
Ladenburg Thalmann Financial Services
Florida
$75K 9,407 +397 +4%
LNB
84
Ledyard National Bank
$66K 8,291 – –
Creative Planning
85
Creative Planning
Kansas
$52K 6,490 +988 +18%
JIC
86
Joel Isaacson & Co
New York
$51K 6,471 – –
LFR
87
Lehman Financial Resources
Pennsylvania
$50K 6,250 – –
WCAM
88
West Coast Asset Management
California
$47.7K 6,000 – –
ClearBridge Investments
89
ClearBridge Investments
New York
$40K 5,000 – –
GI
90
Gradient Investments
Minnesota
$32K 4,070 – –
TFA
91
Transamerica Financial Advisors
Florida
$30K 3,746 -500 -12%
TCM
92
Tradewinds Capital Management
Washington
$27K 3,350 – –
WA
93
WFG Advisors
Texas
$22K 2,802 +19 +0.7%
Deutsche Bank
94
Deutsche Bank
Germany
$21K 2,650 – –
VCM
95
Vigilant Capital Management
Maine
$20K 2,555 – –
CFG
96
CKW Financial Group
Hawaii
$18K 2,284 – –
DADC
97
D.A. Davidson & Co
Montana
$18K 2,300 – –
Citigroup
98
Citigroup
New York
$17K 2,201 -2,410 -52%
BFEC
99
Benjamin F. Edwards & Company
Missouri
$14K 1,766 +7 +0.4%
Fifth Third Bancorp
100
Fifth Third Bancorp
Ohio
$14K 1,774 +74 +4%
2 3
4
5 6