B. Riley Wealth Advisors’s Saba Capital Income & Opportunities Fund II SABA Stock Holding History

B. Riley Wealth Advisors’s Portfolio SABA Stock Details SABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-7,045	Closed	-$101K	–	577
2015 Q1	$101K	Sell	7,045 -8,211	-54%	-$119K	0.02%	499
2014 Q4	$1.21M	Buy	15,256 +7,650	+101%	+$117K	0.03%	691
2014 Q3	$121K	Sell	7,606 -284	-4%	-$4.56K	0.03%	568
2014 Q2	$130K	Sell	7,890 -3,747	-32%	-$59.8K	0.03%	618
2014 Q1	$187K	Buy	11,637 +5	+0%	+$79	0.06%	409
2013 Q4	$185K	Buy	11,632 +3,361	+41%	+$54.9K	0.06%	365
2013 Q3	$138K	Sell	8,271 -491	-6%	-$8.1K	0.05%	457
2013 Q2	$151K	Buy	+8,762	New	+$163K	0.05%	424

Other funds holding SABA

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

B. Riley Wealth Advisors's SABA Position: Q2 2015 in Review

B. Riley Wealth Advisors sold out of Saba Capital Income & Opportunities Fund II (SABA) in Q2 2015, closing a stake of 7,045 shares — an estimated $101K sold.

B. Riley Wealth Advisors first reported a position in SABA in Q2 2013 and held it in 8 quarters. The position peaked at $1.21M in Q4 2014. 125 funds tracked by Wall St. Rank hold SABA as of Q2 2015.

B. Riley Wealth Advisors reported no remaining Saba Capital Income & Opportunities Fund II position as of Q2 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 7,045 Saba Capital Income & Opportunities Fund II shares in Q2 2015, an estimated $101K.
B. Riley Wealth Advisors first reported a position in Saba Capital Income & Opportunities Fund II in Q2 2013 and held it in 8 quarters.
B. Riley Wealth Advisors's Saba Capital Income & Opportunities Fund II position peaked at $1.21M in Q4 2014.
125 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund II as of Q2 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.